Washington, D.C. 20549


Specialized Disclosure Report

Omnicell, Inc.
(Exact name of the registrant as specified in its charter)
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification Number)
590 East Middlefield Road, Mountain View, California94043
(Address of Principal Executive Offices)(Zip Code)

Peter Kuipers(650) 251-6100
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2019 to December 31, 2019.

Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Specialized Disclosure Report on Form SD (the “Form SD”) of Omnicell, Inc. (“Omnicell” or the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2019 to December 31, 2019.

A copy of Omnicell’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, is hereby incorporated by reference herein, and is publicly available on the Company’s website at

Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

Section 2 - Exhibits

Item 2.01 Exhibits

The following exhibit is filed as part of this report.
Exhibit No.Description


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Omnicell, Inc.
By: /s/ Peter J. Kuipers
May 27, 2020
Peter J. Kuipers
Executive Vice President & Chief Financial Officer


Exhibit 1.01

Conflict Minerals Report of Omnicell, Inc. for the reporting period from
January 1, 2019 to December 31, 2019


This Conflict Minerals Report (the “Report”) of Omnicell, Inc. (“Omnicell” or the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period from January 1, 2019 to December 31, 2019 (the “Reporting Period”).

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which the Company collectively refers to in this Report as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries,” for the purposes of the Rule and this Report, are the Democratic Republic of the Congo (“DRC”) and each adjoining country. Certain other terms in this Report are defined in SEC Release No. 34-67716 issued by the Securities and Exchange Commission (“SEC”) on August 22, 2012, and the reader is referred to those sources for such definitions.

Company and Product Overview

Omnicell is headquartered in the United States with a small number of operations offices located globally. The Company is a provider of medication management automation solutions and adherence tools for healthcare systems and pharmacies. The Company’s product offerings help enable healthcare providers to improve patient safety, increase efficiency, lower costs, tighten regulatory compliance and address population health challenges.

This Report relates to products: (i) for which Conflict Minerals are necessary to their functionality or production; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2019. These products, which are referred to in this Report collectively as the “Covered Products,” are the following: secure dispensing systems; storage, retrieval and packaging systems; supply management systems; pharmacy sealers; sterile compounding solutions; semi-automated filling equipment and pharmacy-automated systems for medication packaging.

As a “downstream” purchaser of products or components that contain Conflict Minerals, the Company is at the end of a very long supply chain where it manufactures or contracts to manufacture products and does not directly source Conflict Minerals from mines, smelters or refiners nor specifically design Conflict Minerals into its products.


Reasonable Country-of-Origin Inquiry

The Company identified the following categories of suppliers that it reasonably believed represent the highest risk of providing products or components potentially containing Conflict Minerals: original equipment manufacturers, contract manufacturers, and electromechanical and metals suppliers (including off-the-shelf suppliers). Based on these criteria, the Company reviewed its list of suppliers for Covered Products the manufacture of which was completed in 2019 and determined that 33 suppliers fell within scope. For those 33 suppliers, the Company conducted a good faith, reasonable country-of-origin inquiry (“RCOI”) regarding the Conflict Minerals that were necessary to the functionality or production of the Covered Products (the “necessary Conflict Minerals”). The RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals originated in the Covered Countries and whether any of the necessary Conflict Minerals may have been from recycled or scrap sources. To that end, these suppliers were contacted and asked to complete the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”). With the assistance of its third-party consultant, the Company reviewed and analyzed the quality of the responses and assessed the risk level of these suppliers. Of the 33 suppliers contacted, 97% responded to the request, with 91% (or 30 suppliers) providing CMRTs and 6% (or two suppliers) providing a company policy or declaration in lieu of a completed CMRT. One supplier returned a CMRT without completing any supplier-specific information, which the Company is not including as a “responsive” supplier.

Design of Due Diligence

The Company’s due diligence measures have been designed to conform, in all material respects, to the internationally recognized due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), consistent with the Company’s position in the minerals supply chain as a downstream purchaser. The scope of the Company’s due diligence remained on Conflict Minerals - namely tin, tantalum, tungsten and gold.

Description of Due Diligence Measures

The Company’s due diligence measures performed with respect to Covered Products for the Reporting Period included the following:

1.OECD Step 1 – Establish Strong Company Management Systems

Conflict Minerals policy. The Company’s Conflict Minerals policy was communicated to in-scope suppliers during the Reporting Period and is posted on its external website at:
Conflict Minerals team. A cross-functional team comprised of individuals from the Company's supplier quality department across various sites and the legal department is responsible for implementing various aspects of its Conflict Minerals program and reporting to the executive team as needed to provide updates regarding the Company’s Conflict Minerals program.

System of controls and transparency. The Company maintains a Conflict Minerals Due Diligence Handbook integrated within its quality management systems as a standard operating procedure, as well as an electronic database for collecting and retaining supplier responses and other information necessary to support its Conflict Minerals inquiry and reporting.
Strengthen engagement with suppliers. In addition to the initial outreach to in-scope suppliers directing suppliers to the Company’s Conflict Minerals policy and requesting that they complete the CMRT, the Company communicates its risk analysis review findings to selected suppliers the Company considers to have an ineffective conflict minerals program based on a review of completed CMRTs, and follows up with these suppliers regarding incomplete or inconsistent responses (through quarterly business reviews or other means). As the Company has entered into new contracts, or as contracts renew, the Company has also included Conflict Minerals-related provisions in its contracts with direct suppliers regarding responsible sourcing and related reporting requirements.
Grievance mechanism. The Company’s publicly available Conflict Minerals policy directs suppliers and other stakeholders to report any questions or concerns about the policy by emailing the Company at

2.OECD Step 2 – Identify and Assess Risk in the Supply Chain

To identify risk in its supply chain, the Company relied on its suppliers to provide information on the presence, use, source and chain of custody of the Conflict Minerals contained in supplier products or components included in the Covered Products by requesting that in-scope suppliers complete the CMRT. With the assistance of its third-party consultant, the Company reviewed suppliers’ completed CMRTs. The Company continues to follow up (through quarterly business reviews or other means) with selected suppliers it considers to have an ineffective conflict minerals program based primarily on a review of plausibility, consistency and gaps in information provided in their completed CMRTs, as well as sourcing practices and policies, in addition to the three suppliers that did not provide completed CMRTs. The Company’s consultant compared the names of smelters and refiners listed by suppliers in completed CMRTs against lists published by the RMI and the U.S. Department of Commerce to verify that the identified facilities are known metal processors. The Company’s consultant also compared the identified smelters and facilities against lists published by the Responsible Minerals Assurance Process (“RMAP”), developed by the RMI, of smelters and refiners that have been certified as conflict-free (i.e., conformant with RMAP assessment protocols) or that are “active” in the RMAP process (i.e., they have agreed to participate in the RMAP but the audit process has not yet been completed).

3.OECD Step 3 – Design and Implement a Strategy to Respond to Risk

The Company has developed a strategy for addressing supply chain risks identified in the course of its due diligence, including where suppliers do not cooperate or ultimately, notwithstanding encouragement from the Company, do not source from smelters or refiners that have been certified as conflict-free by the RMAP. This risk-mitigation strategy includes, with respect to suppliers the Company considers to have an ineffective conflict minerals program based on a review of completed CMRTs, cautioning the supplier, providing additional education and other corrective actions, giving the supplier an opportunity to address the risks, monitoring and tracking performance (through the incorporation of Conflict Minerals requirements into the Company’s contracts with direct suppliers as well as its quarterly business review and scoring process with in-scope suppliers) and escalating issues to management as appropriate. If such a supplier is unable to source from smelters or refiners that have been

certified as conflict-free, the Company will need to review the risk on a case-by-case basis and determine proper strategies, such as alternate sourcing, if reasonably available.

4.OECD Step 4 – Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

As a downstream purchaser, the Company relies on the RMAP to perform independent third-party audits of the smelters and refiners within its supply chain. The Company encourages its suppliers to implement responsible sourcing, in particular, to use Conflict Minerals only from smelters or refiners that have been certified as conflict-free through the RMAP.

5.OECD Step 5 – Report on Supply Chain Due Diligence

The Company expects to report annually, to the extent required by the Rule, and has posted its Form SD containing this Report on its website at:

Results of Due Diligence Performed

The due diligence measures described above revealed the following:

As discussed above, of the 33 in-scope suppliers reviewed for the Reporting Period, 97% responded to the request to complete a CMRT, with 30 suppliers providing CMRTs with detailed information, and two suppliers providing a company policy or declaration in lieu of a completed CMRT. One supplier returned a CMRT without completing any supplier-specific information, which the Company is not including as a "responsive" supplier.
The Company believes this response rate of in-scope suppliers indicates that its Conflict Minerals program generally continues to be more widely accepted among its suppliers and manufacturers than in the initial years of the program.
Of the 30 suppliers that provided a CMRT, 18 suppliers reported having Conflict Minerals in their products. Of these 18 suppliers, 12 suppliers were considered to have an ineffective conflict minerals program based primarily on a review of plausibility, consistency and gaps in information provided in their completed CMRTs, as well as sourcing practices and policies. The Company followed up with certain of these suppliers, in addition to the three suppliers that did not provide completed CMRTs, through quarterly business reviews or other means.

During the Reporting Period, the Company re-examined its policy regarding the timing of future supplier training and on-site assessments performed by its third-party consultant. As a result, the Company did not provide training or conduct any on-site assessments of suppliers through its third-party consultant as planned during the Reporting Period, but anticipates doing so commencing as early as 2021.

Identified Smelters and Refiners

The Company has listed on Appendix 1 the smelters and refiners identified by its suppliers in completed CMRTs as a result of the Company’s RCOI and due diligence. Out of the 17 suppliers that provided CMRT smelter lists, six provided the smelters at the product or similar level (i.e., they provided information for the particular types

of products and components they supplied to the Company) and 11 provided smelters at the company level (i.e., they provided information regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components used in the Covered Products). As a result, some of the smelters and refiners reported to the Company and identified on Appendix 1 may not actually have been used to process the necessary Conflict Minerals in the Covered Products.

Identified Countries of Origin

The Company does not have sufficient information to reliably determine the countries of origin of all of the necessary Conflict Minerals in the Covered Products given that certain suppliers provided inconsistent or incomplete responses or provided information at the company level. However, based on information provided by the Company’s in-scope suppliers in completed CMRTs, the Company believes that the countries of origin may include the countries listed on Appendix 2. As discussed above, because some suppliers provided information at the company level, there may be countries of origin identified on Appendix 2 that are not the countries of origin of the necessary Conflict Minerals actually included in the Covered Products.

Efforts to Determine Mine or Location of Origin

The Company’s efforts to determine the mines or locations of origin included the use of the due diligence measures described above.

Future Due Diligence and Risk Mitigation Measures

As the Company further develops its Conflict Minerals program, the Company intends to take the following steps to further enhance its due diligence measures and to mitigate the risk that, with respect to any of the Covered Products, necessary Conflict Minerals were used, directly or indirectly, to finance or benefit armed groups in the Covered Countries:

Continue to communicate risk analysis review findings to certain suppliers the Company considers to have an ineffective conflict minerals program based on a review of completed CMRTs, through quarterly business reviews and other means, in order to improve the accuracy and completeness of and mitigate issues with suppliers’ CMRT responses;
Continue to encourage its suppliers to implement responsible sourcing by using Conflict Minerals only from smelters or refiners that have been certified as conflict-free through the RMAP;
Continue to utilize a third-party consultant to review completed CMRTs from suppliers and prepare the related risk assessment; and
Provide training in future years to certain suppliers the Company considers to have an ineffective conflict minerals program based on a review of completed CMRTs during prior years, and select several of these suppliers to undergo an on-site assessment, to be performed by the Company’s third-party consultant, of the CMRT information provided by these suppliers. The objective of the assessment would be to improve comprehension and performance for the following reporting period. The Company anticipates providing such training and conducting such assessments commencing as early as 2021.


Inherent Limitations on Due Diligence Measures

The Company’s supply chain with respect to the Covered Products is complex, and its procurement and manufacturing process is significantly removed from the sourcing, mining, smelting and refining of Conflict Minerals. As a result, the Company does not have direct contractual relationships with smelters, refiners or mines, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. Moreover, the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals and, therefore, has taken steps to identify the applicable smelters and refiners of necessary Conflict Minerals in the Company’s supply chain using the CMRT. However, tracing these minerals to their sources is a challenge that requires the Company to rely on its direct suppliers in its efforts to achieve supply chain transparency, including obtaining information regarding the origin of the necessary Conflict Minerals. The information provided by suppliers or third-party consultants or auditors may be inaccurate or incomplete or subject to other irregularities. In addition, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited.

Cautionary Note on Forward-Looking Statements

Forward-looking statements in this Report are made pursuant to the safe harbor provisions of Section 21E of the Exchange Act, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement, future supplier audits and assessments and the timing thereof, future due diligence and risk mitigation efforts, strategy and future reporting, constitute forward-looking statements that involve risks and uncertainties. Words such as “expects,” ”anticipates,” “targets,” “goals,” “projects,” ”intends,” “plans,” “believes,” “seeks,” “estimates,” “evaluates,” variations of these words, and similar expressions are intended to identify such forward-looking statements. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others, the impact on the Company and its suppliers of public health crises such as the ongoing global coronavirus (COVID-19) pandemic, as well as the possibility of future regulatory changes.

The Company has provided information as of the date of this Report, and undertakes no obligation to revise or update any forward-looking statements for any reason. Subsequent events, such as the inability or unwillingness of any of our suppliers, smelters or refiners to comply with Omnicell’s Conflict Minerals policy, may affect its future disclosures and determinations under the Rule. In addition, the Company’s due diligence and reporting obligations under the Rule may change in the future and its ability to implement certain processes or obtain information from its suppliers may differ materially from those anticipated or implied in this Report.

Appendix 1
Identified Smelters and Refiners

Based on the information that was provided by the Company’s suppliers in completed CMRTs, the Company believes that, to the extent reasonably determinable by the Company, the facilities that may have been used to process the necessary Conflict Minerals contained in the Covered Products included the smelters and refiners identified below. However, as noted above, where the Company’s suppliers provided information on a division- or company-wide basis regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components supplied to the Company for use in the Covered Products, the smelters and refiners reported to the Company by those suppliers may not actually have been used to process the necessary Conflict Minerals in the Covered Products.
MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID0027638853 S.p.A.YesITALY
TungstenCID000004A.L.M.T. Corp.YesJAPAN
GoldCID002708Abington Reldan Metals, LLCNoUNITED STATES
GoldCID001754Accurate Refining GroupNoUNITED STATES
TungstenCID002833ACL Metais EireliYesBRAZIL
GoldCID000015Advanced Chemical CompanyYesUNITED STATES
GoldCID003185African Gold RefineryNoUGANDA
GoldCID000019Aida Chemical Industries Co., Ltd.YesJAPAN
GoldCID000028Aktyubinsk Copper Company TOONoKAZAKHSTAN
GoldCID002560Al Etihad Gold Refinery DMCCYesUNITED ARAB EMIRATES
GoldCID000035Allgemeine Gold-und Silberscheideanstalt A.G.YesGERMANY
GoldCID000041Almalyk Mining and Metallurgical Complex (AMMC)YesUZBEKISTAN
TinCID002825An Thai Minerals Co., Ltd.NoVIETNAM
TinCID002703An Vinh Joint Stock Mineral Processing CompanyNoVIETNAM
GoldCID000058AngloGold Ashanti Corrego do Sitio MineracaoYesBRAZIL
GoldCID000077Argor-Heraeus S.A.YesSWITZERLAND
GoldCID000082Asahi Pretec Corp.YesJAPAN
GoldCID000924Asahi Refining Canada Ltd.YesCANADA
GoldCID000920Asahi Refining USA Inc.YesUNITED STATES
GoldCID000090Asaka Riken Co., Ltd.YesJAPAN
TantalumCID000092Asaka Riken Co., Ltd.YesJAPAN
TungstenCID002502Asia Tungsten Products Vietnam Ltd.YesVIETNAM
GoldCID000103Atasay Kuyumculuk Sanayi Ve Ticaret A.S.NoTURKEY
GoldCID002850AU Traders and RefinersYesSOUTH AFRICA
GoldCID000113Aurubis AGYesGERMANY
GoldCID002863Bangalore RefineryYesINDIA

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID000128Bangko Sentral ng Pilipinas (Central Bank of the Philippines)YesPHILIPPINES
GoldCID000141Bauer Walser AGNoGERMANY
GoldCID000157Boliden ABYesSWEDEN
GoldCID000176C. Hafner GmbH + Co. KGYesGERMANY
GoldCID000185CCR Refinery - Glencore Canada CorporationYesCANADA
GoldCID000189Cendres + Metaux S.A.YesSWITZERLAND
GoldCID003382CGR Metalloys Pvt Ltd.NoINDIA
TantalumCID000211Changsha South Tantalum Niobium Co., Ltd.YesCHINA
TungstenCID002513Chenzhou Diamond Tungsten Products Co., Ltd.YesCHINA
TinCID000228Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.YesCHINA
TinCID003190Chifeng Dajingzi Tin Industry Co., Ltd.YesCHINA
GoldCID000233Chimet S.p.A.YesITALY
Tungsten4CHN003China Minmetals Corp.No (Unknown)CHINA
TinCID001070China Tin Group Co., Ltd.YesCHINA
TungstenCID000258Chongyi Zhangyuan Tungsten Co., Ltd.YesCHINA
GoldCID000264Chugai MiningYesJAPAN
TinCID000278CNMC (Guangxi) PGMA Co., Ltd.NoCHINA
TungstenCID000281CNMC (Guangxi) PGMA Co., Ltd.NoCHINA
Gold1CHL014CodelcoNo (Unknown)CHILE
TinCID000295Cooperativa Metalurgica de Rondônia Ltda.NoBRAZIL
TantalumCID000004CP Metals Inc.YesUNITED STATES
TinCID002592CV Dua SekawanYesINDONESIA
Tin2IDN003CV Duta Putra BangkaNoINDONESIA
TinCID000306CV Gita PesonaYesINDONESIA
TinCID000315CV United SmeltingYesINDONESIA
TinCID002455CV Venus Inti PerkasaYesINDONESIA
TantalumCID002504D Block Metals, LLCYesUNITED STATES
GoldCID000328Daejin Indus Co., Ltd.NoKOREA, REPUBLIC OF
Gold1KOR083DaeryongENCNo (Unknown)KOREA, REPUBLIC OF
GoldCID000343Daye Non-Ferrous Metals Mining Ltd.NoCHINA
TungstenCID002518Dayu Jincheng Tungsten Industry Co., Ltd.NoCHINA
TungstenCID000345Dayu Weiliang Tungsten Co., Ltd.NoCHINA
GoldCID002867Degussa Sonne / Mond Goldhandel GmbHNoGERMANY
GoldCID003348Dijllah Gold Refinery FZCNoUNITED ARAB EMIRATES
GoldCID000362DODUCO Contacts and Refining GmbHYesGERMANY
TinCID003356Dongguan CiEXPO EnvironmentalNoCHINA

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
TantalumCID000410Douluoshan Sapphire Rare Metal Co LtdNoCHINA
GoldCID000359DSC (Do Sung Corporation)YesKOREA, REPUBLIC OF
TantalumCID002590E.S.R. ElectronicsNoUNITED STATES
GoldCID000425Eco-System Recycling Co., Ltd.YesJAPAN
TinCID002572Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyNoVIETNAM
GoldCID001322Elemetal Refining, LLCNoUNITED STATES
TinCID000438EM VintoYesBOLIVIA
TinCID000448Estanho de Rondonia S.A.NoBRAZIL
TantalumCID000456Exotech Inc.YesUNITED STATES
TantalumCID000460F&X Electro-Materials Ltd.YesCHINA
GoldCID002355Faggi Enrico S.p.A.NoITALY
TinCID000466Feinhütte Halsbrücke GmbHNoGERMANY
TinCID000468Fenix MetalsYesPOLAND
GoldCID002515Fidelity Printers and Refiners Ltd.NoZIMBABWE
TantalumCID002505FIR Metals & Resource Ltd.YesCHINA
TungstenCID000499Fujian Jinxin Tungsten Co., Ltd.YesCHINA
TungstenCID002531Ganxian Shirui New Material Co., Ltd.NoCHINA
TungstenCID002645Ganzhou Haichuang Tungsten Co., Ltd.YesCHINA
TungstenCID000875Ganzhou Huaxing Tungsten Products Co., Ltd.YesCHINA
TungstenCID002315Ganzhou Jiangwu Ferrotungsten Co., Ltd.YesCHINA
TungstenCID000868Ganzhou Non-ferrous Metals Smelting Co., Ltd.NoCHINA
TungstenCID002494Ganzhou Seadragon W & Mo Co., Ltd.YesCHINA
TungstenCID002536Ganzhou Yatai Tungsten Co., Ltd.NoCHINA
GoldCID002852GCC Gujrat Gold Centre Pvt. Ltd.NoINDIA
GoldCID002459Geib Refining CorporationYesUNITED STATES
TinCID002848Gejiu Fengming Metallurgy Chemical PlantYesCHINA
TinCID002859Gejiu Jinye Mineral CompanyNoCHINA
TinCID000942Gejiu Kai Meng Industry and Trade LLCYesCHINA
TinCID000538Gejiu Non-Ferrous Metal Processing Co., Ltd.YesCHINA
TinCID001908Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.YesCHINA
TinCID000555Gejiu Zili Mining And Metallurgy Co., Ltd.YesCHINA
TantalumCID002558Global Advanced Metals AizuYesJAPAN
TantalumCID002557Global Advanced Metals BoyertownYesUNITED STATES
TungstenCID000568Global Tungsten & Powders Corp.YesUNITED STATES
Tin2CHN013Gold Bell GroupNo (Unknown)CHINA

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID002243Gold Refinery of Zijin Mining Group Co., Ltd.YesCHINA
GoldCID001909Great Wall Precious Metals Co., Ltd. of CBPMNoCHINA
TinCID003116Guangdong Hanhe Non-Ferrous Metal Co., Ltd.YesCHINA
GoldCID002312Guangdong Jinding Gold LimitedNoCHINA
TantalumCID000291Guangdong Rising Rare Metals-EO Materials Ltd.YesCHINA
TungstenCID000218Guangdong Xianglu Tungsten Co., Ltd.YesCHINA
TantalumCID000616Guangdong Zhiyuan New Material Co., Ltd.YesCHINA
TinCID002849Guanyang Guida Nonferrous Metal Smelting PlantYesCHINA
TantalumCID002501Guizhou Zhenhua Xinyun Technology Ltd., Kaili branchNoCHINA
GoldCID000651Guoda Safina High-Tech Environmental Refinery Co., Ltd.NoCHINA
TantalumCID002544H.C. Starck Co., Ltd.YesTHAILAND
TantalumCID002546H.C. Starck GmbH LaufenburgNoGERMANY
TantalumCID002547H.C. Starck Hermsdorf GmbHYesGERMANY
TantalumCID002548H.C. Starck Inc.YesUNITED STATES
TantalumCID002549H.C. Starck Ltd.YesJAPAN
TantalumCID002550H.C. Starck Smelting GmbH & Co. KGYesGERMANY
TungstenCID002542H.C. Starck Smelting GmbH & Co. KGYesGERMANY
TantalumCID002545H.C. Starck Tantalum and Niobium GmbHYesGERMANY
TungstenCID002541H.C. Starck Tungsten GmbHYesGERMANY
GoldCID000671Hangzhou Fuchunjiang Smelting Co., Ltd.NoCHINA
GoldCID000689HeeSung Metal Ltd.YesKOREA, REPUBLIC OF
GoldCID000694Heimerle + Meule GmbHYesGERMANY
GoldCID002519Henan Yuguang Gold & Lead Co., Ltd.NoCHINA
TantalumCID002492Hengyang King Xing Lifeng New Materials Co., Ltd.YesCHINA
GoldCID000707Heraeus Metals Hong Kong Ltd.YesCHINA
GoldCID000711Heraeus Precious Metals GmbH & Co. KGYesGERMANY
TantalumCID000731Hi-Temp Specialty Metals, Inc.NoUNITED STATES
TinCID002844HuiChang Hill Tin Industry Co., Ltd.YesCHINA
TinCID000760Huichang Jinshunda Tin Co., Ltd.YesCHINA
GoldCID000767Hunan Chenzhou Mining Co., Ltd.NoCHINA
TungstenCID000766Hunan Chenzhou Mining Co., Ltd.YesCHINA
TungstenCID002579Hunan Chuangda Vanadium Tungsten Co., Ltd. WujiYesCHINA
TungstenCID000769Hunan Chunchang Nonferrous Metals Co., Ltd.YesCHINA
GoldCID000773Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.NoCHINA
TungstenCID003182Hunan Litian Tungsten Industry Co., Ltd.YesCHINA
TungstenCID002649Hydrometallurg, JSCYesRUSSIAN FEDERATION

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID000801Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.YesCHINA
GoldCID002562International Precious Metal RefinersNoUNITED ARAB EMIRATES
GoldCID000807Ishifuku Metal Industry Co., Ltd.YesJAPAN
GoldCID000814Istanbul Gold RefineryYesTURKEY
GoldCID000823Japan MintYesJAPAN
TungstenCID000825Japan New Metals Co., Ltd.YesJAPAN
TungstenCID002551Jiangwu H.C. Starck Tungsten Products Co., Ltd.YesCHINA
GoldCID000855Jiangxi Copper Co., Ltd.YesCHINA
TungstenCID002647Jiangxi Dayu Longxintai Tungsten Co., Ltd.ActiveCHINA
TantalumCID002512Jiangxi Dinghai Tantalum & Niobium Co., Ltd.YesCHINA
TungstenCID002321Jiangxi Gan Bei Tungsten Co., Ltd.YesCHINA
TinCID000244Jiangxi Ketai Advanced Material Co., Ltd.NoCHINA
TungstenCID002313Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.NoCHINA
TinCID001231Jiangxi New Nanshan Technology Ltd.YesCHINA
TungstenCID002318Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.YesCHINA
TantalumCID002842Jiangxi Tuohong New Raw MaterialYesCHINA
TungstenCID002317Jiangxi Xinsheng Tungsten Industry Co., Ltd.YesCHINA
TungstenCID002535Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.NoCHINA
TungstenCID002316Jiangxi Yaosheng Tungsten Co., Ltd.YesCHINA
TantalumCID003191Jiujiang Janny New Material Co., Ltd.NoCHINA
TantalumCID000914JiuJiang JinXin Nonferrous Metals Co., Ltd.YesCHINA
TantalumCID000917Jiujiang Tanbre Co., Ltd.YesCHINA
TantalumCID002506Jiujiang Zhongao Tantalum & Niobium Co., Ltd.YesCHINA
GoldCID000927JSC Ekaterinburg Non-Ferrous Metal Processing PlantNoRUSSIAN FEDERATION
GoldCID000929JSC UralelectromedYesRUSSIAN FEDERATION
GoldCID000937JX Nippon Mining & Metals Co., Ltd.YesJAPAN
GoldCID002563Kaloti Precious MetalsNoUNITED ARAB EMIRATES
GoldCID000956Kazakhmys Smelting LLCNoKAZAKHSTAN
TantalumCID002539KEMET Blue MetalsYesMEXICO
TantalumCID002568KEMET Blue PowderYesUNITED STATES
TungstenCID000966Kennametal FallonYesUNITED STATES
TungstenCID000105Kennametal HuntsvilleYesUNITED STATES
GoldCID000969Kennecott Utah Copper LLCYesUNITED STATES
GoldCID002511KGHM Polska Miedz Spolka AkcyjnaYesPOLAND
TantalumCID000973King-Tan Tantalum Industry Ltd.NoCHINA
GoldCID000981Kojima Chemicals Co., Ltd.YesJAPAN

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID000988Korea Metal Co., Ltd.NoKOREA, REPUBLIC OF
GoldCID002605Korea Zinc Co., Ltd.YesKOREA, REPUBLIC OF
GoldCID001029Kyrgyzaltyn JSCYesKYRGYZSTAN
GoldCID002865Kyshtym Copper-Electrolytic Plant ZAONoRUSSIAN FEDERATION
GoldCID001032L'azurde Company For JewelryNoSAUDI ARABIA
GoldCID001056Lingbao Gold Co., Ltd.NoCHINA
GoldCID001058Lingbao Jinyuan Tonghui Refinery Co., Ltd.NoCHINA
TinCID001063Linwu Xianggui Ore Smelting Co., Ltd.NoCHINA
GoldCID002762L'Orfebre S.A.YesANDORRA
TantalumCID001076LSM Brasil S.A.YesBRAZIL
GoldCID001093Luoyang Zijin Yinhui Gold Refinery Co., Ltd.NoCHINA
TinCID003379Ma'anshan Weitai Tin Co., Ltd.YesCHINA
TinCID002468Magnu's Minerais Metais e Ligas Ltda.YesBRAZIL
TinCID001105Malaysia Smelting Corporation (MSC)YesMALAYSIA
TungstenCID002319Malipo Haiyu Tungsten Co., Ltd.YesCHINA
GoldCID002606Marsam MetalsYesBRAZIL
TungstenCID002543Masan Tungsten Chemical LLC (MTC)YesVIETNAM
GoldCID001113MaterionYesUNITED STATES
GoldCID001119Matsuda Sangyo Co., Ltd.YesJAPAN
TinCID002500Melt Metais e Ligas S.A.YesBRAZIL
TinCID001142Metallic Resources, Inc.YesUNITED STATES
TinCID002773Metallo Belgium N.V.YesBELGIUM
TinCID002774Metallo Spain S.L.U.YesSPAIN
TantalumCID001163Metallurgical Products India Pvt., Ltd.YesINDIA
GoldCID001149Metalor Technologies (Hong Kong) Ltd.YesCHINA
GoldCID001152Metalor Technologies (Singapore) Pte., Ltd.YesSINGAPORE
GoldCID001147Metalor Technologies (Suzhou) Ltd.YesCHINA
GoldCID001153Metalor Technologies S.A.YesSWITZERLAND
GoldCID001157Metalor USA Refining CorporationYesUNITED STATES
GoldCID001161Metalurgica Met-Mex Penoles S.A. De C.V.YesMEXICO
TantalumCID001175Mineracao Taboca S.A.YesBRAZIL
TinCID001173Mineracao Taboca S.A.YesBRAZIL
GoldCID001188Mitsubishi Materials CorporationYesJAPAN
TinCID001191Mitsubishi Materials CorporationYesJAPAN
GoldCID001193Mitsui Mining and Smelting Co., Ltd.YesJAPAN
TantalumCID001192Mitsui Mining and Smelting Co., Ltd.YesJAPAN
GoldCID002509MMTC-PAMP India Pvt., Ltd.YesINDIA
GoldCID002857Modeltech Sdn BhdNoMALAYSIA
TinCID002858Modeltech Sdn BhdNoMALAYSIA
TungstenCID002845Moliren Ltd.YesRUSSIAN FEDERATION

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID002282Morris and WatsonNoNEW ZEALAND
GoldCID002866Morris and Watson Gold CoastNoAUSTRALIA
GoldCID001204Moscow Special Alloys Processing PlantYesRUSSIAN FEDERATION
GoldCID001220Nadir Metal Rafineri San. Ve Tic. A.S.YesTURKEY
GoldCID001236Navoi Mining and Metallurgical CombinatNoUZBEKISTAN
TinCID002573Nghe Tinh Non-Ferrous Metals Joint Stock CompanyNoVIETNAM
GoldCID003189NH Recytech CompanyNoKOREA, REPUBLIC OF
TungstenCID002589Niagara Refining LLCYesUNITED STATES
GoldCID001259Nihon Material Co., Ltd.YesJAPAN
TantalumCID001277Ningxia Orient Tantalum Industry Co., Ltd.YesCHINA
TantalumCID001200NPM Silmet ASYesESTONIA
TinCID001314O.M. Manufacturing (Thailand) Co., Ltd.YesTHAILAND
TinCID002517O.M. Manufacturing Philippines, Inc.YesPHILIPPINES
GoldCID002779Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbHYesAUSTRIA
Gold1USA043Ohio Precious MetalsNo (Unknown)UNITED STATES
GoldCID001325Ohura Precious Metal Industry Co., Ltd.YesJAPAN
GoldCID001326OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)YesRUSSIAN FEDERATION
GoldCID000493OJSC Novosibirsk RefineryYesRUSSIAN FEDERATION
TinCID001337Operaciones Metalurgicas S.A.YesBOLIVIA
GoldCID002872Pease & CurrenNoUNITED STATES
GoldCID001362Penglai Penggang Gold Industry Co., Ltd.NoCHINA
TungstenCID002827Philippine Chuangxin Industrial Co., Inc.YesPHILIPPINES
TinCID002507Phoenix Metal Ltd.NoRWANDA
TantalumCID002540Plansee SE LiezenNoAUSTRIA
TantalumCID002556Plansee SE ReutteNoAUSTRIA
GoldCID002919Planta Recuperadora de Metales SpAYesCHILE
TinCID003208Pongpipat Company LimitedNoMYANMAR
GoldCID001386Prioksky Plant of Non-Ferrous MetalsYesRUSSIAN FEDERATION
TinCID001393PT Alam Lestari KencanaNoINDONESIA
GoldCID001397PT Aneka Tambang (Persero) TbkYesINDONESIA
TinCID000309PT Aries Kencana SejahteraYesINDONESIA
TinCID001399PT Artha Cipta LanggengYesINDONESIA
TinCID002503PT ATD Makmur Mandiri JayaYesINDONESIA
TinCID001402PT Babel Inti PerkasaYesINDONESIA
TinCID001406PT Babel Surya Alam LestariYesINDONESIA
TinCID001409PT Bangka Kudai TinNoINDONESIA
TinCID002776PT Bangka Prima TinYesINDONESIA
TinCID001412PT Bangka Putra KaryaNoINDONESIA

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
TinCID003205PT Bangka SerumpunYesINDONESIA
TinCID001416PT Bangka Timah Utama SejahteraNoINDONESIA
TinCID001419PT Bangka Tin IndustryYesINDONESIA
TinCID001421PT Belitung Industri SejahteraYesINDONESIA
TinCID001424PT BilliTin Makmur LestariNoINDONESIA
TinCID001428PT Bukit TimahYesINDONESIA
TinCID002696PT Cipta Persada MuliaNoINDONESIA
TinCID001434PT DS Jaya AbadiYesINDONESIA
TinCID001438PT Eunindo Usaha MandiriNoINDONESIA
TinCID001442PT Fang Di MulTindoNoINDONESIA
Tin2IDN035PT HP Metals IndonesiaNo (Unknown)INDONESIA
TinCID002530PT Inti Stania PrimaYesINDONESIA
TinCID001448PT Karimun MiningYesINDONESIA
TinCID002829PT Kijang Jaya MandiriYesINDONESIA
Tin2IDN036PT Koba TinNo (Unknown)INDONESIA
TinCID002870PT Lautan Harmonis SejahteraYesINDONESIA
TinCID002835PT Menara Cipta MuliaYesINDONESIA
TinCID001453PT Mitra Stania PrimaYesINDONESIA
TinCID002757PT O.M. IndonesiaNoINDONESIA
TinCID001457PT Panca Mega PersadaYesINDONESIA
TinCID001486PT Pelat Timah Nusantara TbkNoINDONESIA
TinCID000313PT Premium Tin IndonesiaYesINDONESIA
TinCID001458PT Prima Timah UtamaYesINDONESIA
TinCID003381PT Rajawali Rimba PerkasaYesINDONESIA
TinCID002593PT Rajehan AriqYesINDONESIA
TinCID001460PT Refined Bangka TinYesINDONESIA
TinCID001463PT Sariwiguna BinasentosaYesINDONESIA
TinCID001466PT Seirama Tin InvestmentNoINDONESIA
TinCID001468PT Stanindo Inti PerkasaYesINDONESIA
TinCID002816PT Sukses Inti MakmurYesINDONESIA
TinCID001471PT Sumber Jaya IndahYesINDONESIA
Tin2IDN043PT Timah NusantaraNo (Unknown)INDONESIA
TinCID001477PT Timah Tbk KundurYesINDONESIA
TinCID001482PT Timah Tbk MentokYesINDONESIA
TinCID001490PT Tinindo Inter NusaYesINDONESIA
TinCID002478PT Tirus Putra MandiriYesINDONESIA
TinCID001493PT Tommy UtamaYesINDONESIA
TinCID002479PT Wahana Perkit JayaNoINDONESIA
Tin2IDN045PT Yinchendo Mining IndustryNoINDONESIA
GoldCID001498PX Precinox S.A.YesSWITZERLAND
TantalumCID001508QuantumCleanYesUNITED STATES
GoldCID001512Rand Refinery (Pty) Ltd.YesSOUTH AFRICA
GoldCID000522Refinery of Seemine Gold Co., Ltd.NoCHINA

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID002510Republic Metals CorporationNoUNITED STATES
TantalumCID002707Resind Industria e Comercio Ltda.YesBRAZIL
TinCID002706Resind Industria e Comercio Ltda.YesBRAZIL
GoldCID001534Royal Canadian MintYesCANADA
TinCID001539Rui Da HungYesTAIWAN
GoldCID001546Sabin Metal Corp.NoUNITED STATES
GoldCID002973Safimet S.p.AYesITALY
GoldCID002853Sai RefineryNoINDIA
GoldCID001555Samduck Precious MetalsYesKOREA, REPUBLIC OF
GoldCID001562Samwon Metals Corp.NoKOREA, REPUBLIC OF
GoldCID002777SAXONIA Edelmetalle GmbHYesGERMANY
GoldCID001573Schone Edelmetaal B.V.NoNETHERLANDS
GoldCID001585SEMPSA Joyeria Plateria S.A.YesSPAIN
GoldCID002525Shandong Humon Smelting Co., Ltd.NoCHINA
GoldCID001619Shandong Tiancheng Biological Gold Industrial Co., Ltd.NoCHINA
GoldCID001622Shandong Zhaojin Gold & Silver Refinery Co., Ltd.YesCHINA
GoldCID002527Shenzhen Zhonghenglong Real Industry Co., Ltd.NoCHINA
GoldCID001736Sichuan Tianze Precious Metals Co., Ltd.YesCHINA
GoldCID002516Singway Technology Co., Ltd.YesTAIWAN
GoldCID001756SOE Shyolkovsky Factory of Secondary Precious MetalsYesRUSSIAN FEDERATION
TinCID001758Soft Metais Ltda.YesBRAZIL
GoldCID001761Solar Applied Materials Technology Corp.YesTAIWAN
TantalumCID001769Solikamsk Magnesium Works OAOYesRUSSIAN FEDERATION
TungstenCID002815South-East Nonferrous Metal Company Limited of Hengyang CityNoCHINA
GoldCID003383Sovereign MetalsNoINDIA
GoldCID003153State Research Institute Center for Physical Sciences and TechnologyNoLITHUANIA
GoldCID002567Sudan Gold RefineryNoSUDAN
GoldCID001798Sumitomo Metal Mining Co., Ltd.YesJAPAN
GoldCID002918SungEel HiMetal Co., Ltd.YesKOREA, REPUBLIC OF
GoldCID001810Super Dragon Technology Co., Ltd.NoTAIWAN
TinCID002756Super LigasNoBRAZIL
GoldCID002580T.C.A S.p.AYesITALY
TantalumCID001869Taki Chemical Co., Ltd.YesJAPAN
GoldCID001875Tanaka Kikinzoku Kogyo K.K.YesJAPAN
TungstenCID001889Tejing (Vietnam) Tungsten Co., Ltd.YesVIETNAM
TantalumCID001891Telex MetalsYesUNITED STATES
TinCID002834Thai Nguyen Mining and Metallurgy Co., Ltd.YesVIETNAM

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
GoldCID001916The Refinery of Shandong Gold Mining Co., Ltd.YesCHINA
TinCID003325Tin Technology & RefiningYesUNITED STATES
GoldCID001938Tokuriki Honten Co., Ltd.YesJAPAN
GoldCID001947Tongling Nonferrous Metals Group Co., Ltd.NoCHINA
GoldCID002587Tony Goetz NVNoBELGIUM
GoldCID002615TOO Tau-Ken-AltynYesKAZAKHSTAN
TantalumCID002571Tranzact, Inc.NoUNITED STATES
TinCID002574Tuyen Quang Non-Ferrous Metals Joint Stock CompanyNoVIETNAM
TantalumCID001969Ulba Metallurgical Plant JSCYesKAZAKHSTAN
GoldCID001977Umicore Brasil Ltda.YesBRAZIL
GoldCID002314Umicore Precious Metals ThailandYesTHAILAND
GoldCID001980Umicore S.A. Business Unit Precious Metals RefiningYesBELGIUM
TungstenCID002724Unecha Refractory metals plantYesRUSSIAN FEDERATION
GoldCID001993United Precious Metal Refining, Inc.YesUNITED STATES
GoldCID002854Universal Precious Metals Refining ZambiaNoZAMBIA
GoldCID002003Valcambi S.A.YesSWITZERLAND
TungstenCID002011Vietnam Youngsun Tungsten Industry Co., Ltd.NoVIETNAM
TinCID002015VQB Mineral and Trading Group JSCNoVIETNAM
GoldCID002030Western Australian Mint (T/a The Perth Mint)YesAUSTRALIA
TinCID002036White Solder Metalurgia e Mineracao Ltda.YesBRAZIL
GoldCID002778WIELAND Edelmetalle GmbHYesGERMANY
TungstenCID002044Wolfram Bergbau und Hutten AGYesAUSTRIA
TungstenCID002843Woltech Korea Co., Ltd.YesKOREA, REPUBLIC OF
TungstenCID002320Xiamen Tungsten (H.C.) Co., Ltd.YesCHINA
TungstenCID002082Xiamen Tungsten Co., Ltd.YesCHINA
TungstenCID002830Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.YesCHINA
TungstenCID002095Xinhai Rendan Shaoguan Tungsten Co., Ltd.YesCHINA
TantalumCID002508XinXing HaoRong Electronic Material Co., Ltd.YesCHINA
GoldCID002100Yamakin Co., Ltd.YesJAPAN
TantalumCID001522Yanling Jincheng Tantalum & Niobium Co., Ltd.YesCHINA
TantalumCID002307Yichun Jin Yang Rare Metal Co., Ltd.NoCHINA
GoldCID002129Yokohama Metal Co., Ltd.YesJAPAN
TinCID002158Yunnan Chengfeng Non-ferrous Metals Co., Ltd.YesCHINA
GoldCID000197Yunnan Copper Industry Co., Ltd.NoCHINA
TinCID002180Yunnan Tin Company LimitedYesCHINA

MineralSmelter or refiner IDSmelter or refiner nameRMAP-conformant*Location of smelter or refiner
TinCID003397Yunnan Yunfan Non-ferrous Metals Co., Ltd.YesCHINA
GoldCID002214Zhongkuang Gold Industry Co., Ltd.NoCHINA
GoldCID002224Zhongyuan Gold Smelter of Zhongjin Gold CorporationYesCHINA
TantalumCID002232Zhuzhou Cemented Carbide Group Co., Ltd.NoCHINA

*Yes” means the smelter or refiner is conformant with RMAP assessment protocols as reported by the RMI. “Active” means the smelter or refiner is active in the RMAP process (i.e., it has agreed to participate in the RMAP but the audit process has not yet been completed). “No” means the smelter or refiner is a known metal processor based on information available from the RMI or the Department of Commerce but has not been certified as conflict-free through the RMAP and is not active in the RMAP process. “No (Unknown)” means the Company was unable to verify such facility as a known metal processor based on information available from the RMI or the U.S. Department of Commerce.

Appendix 2
Identified Countries of Origin

CambodiaNew Zealand
Central African RepublicNigeria
ChilePapua New Guinea
Czech RepublicPoland
Democratic Republic of the CongoPortugal
DjiboutiRepublic of the Congo
EcuadorRussian Federation
EstoniaSaudi Arabia
EthiopiaSierra Leone
GermanySouth Africa
GhanaSouth Sudan
Hong KongSweden
Ivory CoastUganda
JapanUnited Arab Emirates
JerseyUnited Kingdom
KazakhstanUnited States
Korea, Republic ofVietnam