Omnicell, Inc.
OMNICELL, Inc (Form: SD, Received: 05/27/2016 16:10:47)




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


__________________________
FORM SD

Specialized Disclosure Report
__________________________

Omnicell, Inc.
(Exact name of the registrant as specified in its charter)
______________________
DELAWARE
000-33043
94-3166458
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification Number)

590 East Middlefield Road, Mountain View, California
94043
(Address of Principal Executive Offices)
(Zip Code)

Peter Kuipers
(650) 251-6100
(Name and telephone number, including area code, of the person to contact in connection with this report.)
______________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2015 to December 31, 2015.






1




Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Specialized Disclosure Report on Form SD (the “Form SD”) of Omnicell Inc. (“Omnicell” or the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 1, 2015.

A copy of the Omnicell’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, is hereby incorporated by reference herein, and is publicly available on the Company’s website, http://ir.omnicell.com/sec.cfm.

Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

Section 2 - Exhibits

Item 2.01 Exhibits

The following exhibit is filed as part of this report.

Exhibit No.
 
Description
1.01
 
Conflict Minerals Report of Omnicell Inc. for the reporting period from January 1, 2015 to
December 31, 2015.

* * * * *

2




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Omnicell, Inc.
 
 
(Registrant)
 
 
 
 
 
By: /s/ Peter J. Kuipers
 
May 27, 2016
Peter J. Kuipers, Executive Vice President & Chief Financial Officer
 
(Date)

3




EXHIBIT INDEX

Exhibit No.
 
Description
1.01
 
Conflict Minerals Report of Omnicell Inc. for the reporting period from January 1, 2015 to
December 31, 2015.


4


Exhibit 1.01


Conflict Minerals Report of Omnicell Inc. for the reporting period from
January 1, 2015 to December 31, 2015


Introduction

This Conflict Minerals Report (the “Report”) of Omnicell, Inc. (hereinafter referred to as “Omnicell” or the “Company”) has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”), as amended, for the reporting period from January 1, 2015 to December 31, 2015 (the “Reporting Period”). Numerous other terms in this Report are defined in SEC Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012 and the reader is referred to those sources for such definitions.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which the Company collectively refers to in this Report as “3TG” or “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries,” for the purposes of the Rule and this Report, are the Democratic Republic of the Congo (DRC) and each adjoining country.


Executive Summary

Omnicell is headquartered in the United States with a small number of operations offices located globally. The Company provides automation, software analytics and medication adherence solutions that function on proprietary electronic hardware for acute and non-acute healthcare institutions. This Report relates to products: (i) for which Conflict Minerals are necessary to their functionality or production; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2015.
These products, which are referred to in this Report collectively as the “Covered Products,” are the following: secure dispensing systems; storage, retrieval and packaging systems; tissue center; specialty modules; supply management systems; pharmacy sealers; semi-automated filling equipment and pharmacy automated systems for medication packaging. The Company is at the end of a very long supply chain where it manufactures or contracts to manufacture products and does not directly source raw materials nor specifically design Conflict Minerals into its product.


Reasonable Country-of-Origin Inquiry

The Company determined that the highest risk of products containing potential 3TG comes from our OEMs, contract manufacturers, metals and electromechanical suppliers (including off-the-shelf suppliers). Based on these criteria, the Company reviewed its list of suppliers in 2015 and determined that 13 suppliers fall within scope. For those 13 suppliers, the Company conducted a good faith, reasonable country-of-origin inquiry (RCOI) to determine whether any of the necessary Conflict Minerals originated in the Covered Countries and whether any of the necessary Conflict Minerals may be from recycled or scrap sources. To that end, these suppliers were contacted and asked to complete a Conflict Minerals Reporting Template (CMRT) from the Conflict Free Sourcing Initiative (CFSI). The Company reviewed and analyzed the quality of the responses and determined the risk level of these suppliers. Of the suppliers contacted, approximately 92% responded to the request and 85% provided CMRTs.


Design of Due Diligence

1




The Company’s due diligence measures have been designed to conform, in all material respects, to the framework in the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), as it relates to the Company’s position in the minerals supply chain as a “downstream” purchaser.


The Company’s conflict minerals Policy may be found on its external website: http://www.omnicell.com/About_Omnicell/Environmental_Sustainability/Conflict_Minerals_Policy.aspx


Description of Due Diligence Measures
The Company’s due diligence measures performed with respect to Covered Products for the Reporting Period included the following:
Review risk assessment with the Company’s Conflict Minerals Council and provided updates to Conflict Minerals program.
Review of supplier CMRTs and validation of smelter lists against the lists of active or compliant smelters made available by the CFSI;
In 2015, a third-party contractor conducted an assessment of an additional contract manufacturer to validate CMRT information provided;
Process improvement by updating Conflict Minerals Handbook.


Results of Due Diligence Measures

The following is the outcome of the CMRT review;

Of the 11 suppliers that provided a CMRT, five provided CMRTs with some inconsistent or incomplete information, and the Company is in the process of following up with those suppliers.
The Company’s major contract manufacturer provided a CMRT with some inconsistent or incomplete information; however, in comparison to the CMRT submitted for the reporting period of 2014, the quality of the reporting has improved in two ways: a) more smelters were identified in 2015 and b) the proportion of smelters or refiners that have not been independently validated to be conflict free has decreased (35% of smelters not validated in 2014 vs 7% reported in 2015).
Another significant contract manufacturer of Omnicell provided a CMRT with some inconsistent or incomplete information; however, in comparison to the CMRT submitted for the reporting period of 2014, the quality of the reporting has improved in two areas: a) some smelters were identified in 2015 as compared with none in 2014 and b) improvement of their Quality Management System (QMS) by creation of a Conflict Minerals Policy.
The independent third-party assessment of the supplier revealed 10 areas for improvement of the supplier related to RCOI and risk management practices. However, the assessment also confirmed that the supplier did not provide any products containing Conflict Minerals to Omnicell that were included in Covered Products the manufacture of which was completed during the 2015 reporting period.
Conflict Minerals handbook updated to reflect updates to RCOI process conducted by Supplier Quality Assurance.

The Company has listed on Appendix 1 the smelters and refiners identified by its suppliers as a result of the Company’s RCOI and due diligence. None of the Company’s suppliers identified the countries of origin of the necessary Conflict Minerals.

Future Due Diligence Measures

2



As the Company further develops its conflict minerals due diligence program, the Company intends to take the following steps to further enhance its due diligence measures and to mitigate risk;

Enhance supplier communication and escalation process to improve due diligence data accuracy and completion and mitigate issues with CMRT responses;
Making assessment requests to additional suppliers in the 2016 calendar reporting period;
Encourage its suppliers to implement responsible sourcing by referencing the CFSI program as a starting point;
Continuing to utilize a third-party consultant for reviewing of completed CMRT forms from suppliers;
Continuing to utilize a third-party consultant for performing conflict minerals assessments with suppliers.

Inherent Limitations on Due Diligence Measures


The Company’s supply chain with respect to the Covered Products is complex, and its procurement and manufacturing process is significantly removed from the sourcing, mining, smelting and refining of 3TG. As a result, the Company does not have direct contractual relationships with smelters, refiners or mines, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. Moreover, the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals and, therefore, has taken steps to identify the applicable smelters and refiners of necessary Conflict Minerals in the Company’s supply chain using the CMRT. However, tracing these minerals to their sources is a challenge that requires the Company to rely on its direct suppliers in its efforts to achieve supply chain transparency, including obtaining information regarding the origin of the necessary Conflict Minerals. The information provided by suppliers or third-party consultants or auditors may be inaccurate or incomplete or subject to other irregularities. In addition, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited. Accordingly, the Company can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary Conflict Minerals in the Covered Products.


Cautionary Note on Forward-Looking Statements

Forward-looking statements in this Report are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934, as amended, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement, future supplier audits, future due diligence and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Words such as “expects,” ”anticipates,” “targets,” “goals,” “projects,” ”intends,” “plans,” “believes,” “seeks,” “estimates,” “evaluates,” variations of these words, and similar expressions are intended to identify such forward-looking statements. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.

The Company has provided information as of the date of this Report. Subsequent events, such as the inability or unwillingness of any of our suppliers, smelters or refiners to comply with Omnicell’s Policy, may affect its future determinations under the Rule.

3




Appendix 1

Based on the information that was provided by the Company’s suppliers, the Company believes that, to the extent reasonably determinable by the Company, the facilities that may have been used to process the necessary Conflict Minerals contained in the Covered Products included the following smelters and refiners as CFSP-compliant smelters and refiners; CFSP active smelters or refiners ( i.e ., smelters and refiners that have committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs) or smelters or refiners that are listed by the CFSI as a recognized smelter or refiner but are not active or audited.

Mineral
CFSI Smelter ID
Smelter
Status
Country
Tungsten
CID000004
A.L.M.T. Corp.
Compliant
JAPAN
Gold
CID000015
Advanced Chemical Company
Active
UNITED STATES
Gold
CID000019
Aida Chemical Industries Co. Ltd.
Compliant
JAPAN
Gold
CID000028
Aktyubinsk Copper Company TOO
Listed
KAZAKHSTAN
Gold
CID000035
Allgemeine Gold-und Silberscheideanstalt A.G.
Compliant
GERMANY
Gold
CID000041
Almalyk Mining and Metallurgical Complex (AMMC)
Active
UZBEKISTAN
Tin
CID000292
Alpha
Compliant
UNITED STATES
Tin
CID002703
An Vinh Joint Stock Mineral Processing Company
Active
VIET NAM
Gold
CID000058
AngloGold Ashanti Córrego do Sítio Mineração
Compliant
BRAZIL
Gold
CID000077
Argor-Heraeus SA
Compliant
SWITZERLAND
Gold
CID000082
Asahi Pretec Corporation
Compliant
JAPAN
Gold
CID000924
Asahi Refining Canada Limited
Compliant
CANADA
Gold
CID000920
Asahi Refining USA Inc.
Compliant
UNITED STATES
Gold
CID000090
Asaka Riken Co., Ltd.
Compliant
JAPAN
Gold
CID000103
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Listed
TURKEY
Gold
CID000113
Aurubis AG
Compliant
GERMANY
Gold
CID000128
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Compliant
PHILIPPINES
Gold
CID000141
Bauer Walser AG
Listed
GERMANY
Gold
CID000157
Boliden AB
Compliant
SWEDEN
Gold
CID000176
C. Hafner GmbH + Co. KG
Compliant
GERMANY
Gold
CID000180
Caridad
Listed
MEXICO
Gold
CID000185
CCR Refinery - Glencore Canada Corporation
Compliant
CANADA
Gold
CID000189
Cendres + Métaux SA
Active
SWITZERLAND
Tantalum
CID000211
Changsha South Tantalum Niobium Co., Ltd.
Compliant
CHINA
Tungsten
CID002513
Chenzhou Diamond Tungsten Products Co., Ltd.
Compliant
CHINA
Gold
CID000233
Chimet S.p.A.
Compliant
ITALY
Tin
CID001070
China Tin Group Co., Ltd.
Compliant
CHINA
Tungsten
CID000258
Chongyi Zhangyuan Tungsten Co., Ltd.
Compliant
CHINA
Gold
CID000264
Chugai Mining
Listed
JAPAN
Tin
CID000278
CNMC (Guangxi) PGMA Co. Ltd.
Listed
CHINA
Tantalum
CID000291
Conghua Tantalum and Niobium Smeltry
Compliant
CHINA

4



Tin
CID000295
Cooperativa Metalurgica de Rondônia Ltda.
Compliant
BRAZIL
Tin
CID002570
CV Ayi Jaya
Compliant
INDONESIA
Tin
CID000306
CV Gita Pesona
Compliant
INDONESIA
Tin
CID000313
CV Serumpun Sebalai
Compliant
INDONESIA
Tin
CID000315
CV United Smelting
Compliant
INDONESIA
Tantalum
CID002504
D Block Metals, LLC
Compliant
UNITED STATES
Gold
CID000328
Daejin Indus Co., Ltd.
Active
KOREA, REPUBLIC OF
Gold
CID000343
Daye Non-Ferrous Metals Mining Ltd.
Listed
CHINA
Tungsten
CID000345
Dayu Weiliang Tungsten Co., Ltd.
Active
CHINA
Gold
CID000362
DODUCO GmbH
Compliant
GERMANY
Gold
CID000401
Dowa
Compliant
JAPAN
Tin
CID000402
Dowa
Compliant
JAPAN
Gold
CID000359
DSC (Do Sung Corporation)
Active
KOREA, REPUBLIC OF
Tantalum
CID000410
Duoluoshan
Compliant
CHINA
Gold
CID000425
Eco-System Recycling Co., Ltd.
Compliant
JAPAN
Tin
CID002572
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
Active
VIET NAM
Gold
CID001322
Elemetal Refining, LLC
Compliant
UNITED STATES
Tin
CID002774
Elmet S.L.U. (Metallo Group)
Compliant
SPAIN
Tin
CID000438
EM Vinto
Compliant
BOLIVIA
Tin
CID000448
Estanho de Rondônia S.A.
Listed
BRAZIL
Tantalum
CID000456
Exotech Inc.
Compliant
UNITED STATES
Tantalum
CID000460
F&X Electro-Materials Ltd.
Compliant
CHINA
Gold
CID002355
Faggi Enrico S.p.A.
Active
ITALY
Tin
CID000466
Feinhütte Halsbrücke GmbH
Active
GERMANY
Tin
CID000468
Fenix Metals
Compliant
POLAND
Tantalum
CID002505
FIR Metals & Resource., Ltd.
Compliant
CHINA
Tungsten
CID000499
Fujian Jinxin Tungsten Co., Ltd.
Compliant
CHINA
Gold
CID000522
Gansu Seemine Material Hi-Tech Co., Ltd.
Listed
CHINA
Tungsten
CID002531
Ganxian Shirui New Material Co., Ltd.
Listed
CHINA
Tungsten
CID000875
Ganzhou Huaxing Tungsten Products Co., Ltd.
Compliant
CHINA
Tungsten
CID002315
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Compliant
CHINA
Tungsten
CID000868
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
Active
CHINA
Tungsten
CID002494
Ganzhou Seadragon W & Mo Co., Ltd.
Compliant
CHINA
Gold
CID002459
Geib Refining Corporation
Active
UNITED STATES
Tin
CID000942
Gejiu Kai Meng Industry and Trade LLC
Active
CHINA
Tin
CID000538
Gejiu Non-Ferrous Metal Processing Co. Ltd.
Compliant
CHINA
Tin
CID001908
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
Active
CHINA
Tin
CID000555
Gejiu Zi-Li
Listed
CHINA
Tantalum
CID002558
Global Advanced Metals Aizu
Compliant
JAPAN
Tantalum
CID002557
Global Advanced Metals Boyertown
Compliant
UNITED STATES
Tungsten
CID000568
Global Tungsten & Powders Corp.
Compliant
UNITED STATES

5



Gold
CID002312
Guangdong Jinding Gold Limited
Listed
CHINA
Tungsten
CID000218
Guangdong Xianglu Tungsten Co., Ltd.
Compliant
CHINA
Tantalum
CID000616
Guangdong Zhiyuan New Material Co., Ltd.
Compliant
CHINA
Tantalum
CID002501
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
Compliant
CHINA
Gold
CID000651
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
Listed
CHINA
Tantalum
CID002544
H.C. Starck Co., Ltd.
Compliant
THAILAND
Tungsten
CID002541
H.C. Starck GmbH
Compliant
GERMANY
Tantalum
CID002545
H.C. Starck GmbH Goslar
Compliant
GERMANY
Tantalum
CID002546
H.C. Starck GmbH Laufenburg
Compliant
GERMANY
Tantalum
CID002547
H.C. Starck Hermsdorf GmbH
Compliant
GERMANY
Tantalum
CID002548
H.C. Starck Inc.
Compliant
UNITED STATES
Tantalum
CID002549
H.C. Starck Ltd.
Compliant
JAPAN
Tantalum
CID002550
H.C. Starck Smelting GmbH & Co.KG
Compliant
GERMANY
Tungsten
CID002542
H.C. Starck Smelting GmbH & Co.KG
Compliant
GERMANY
Gold
CID000671
Hangzhou Fuchunjiang Smelting Co., Ltd.
Listed
CHINA
Gold
CID000694
Heimerle + Meule GmbH
Compliant
GERMANY
Tantalum
CID002492
Hengyang King Xing Lifeng New Materials Co., Ltd.
Compliant
CHINA
Gold
CID000707
Heraeus Ltd. Hong Kong
Compliant
CHINA
Gold
CID000711
Heraeus Precious Metals GmbH & Co. KG
Compliant
GERMANY
Tantalum
CID000731
Hi-Temp Specialty Metals, Inc
Compliant
UNITED STATES
Tin
CID000760
Huichang Jinshunda Tin Co. Ltd
Listed
CHINA
Gold
CID000767
Hunan Chenzhou Mining Co., Ltd.
Listed
CHINA
Tungsten
CID000766
Hunan Chenzhou Mining Group Co., Ltd.
Compliant
CHINA
Tungsten
CID000769
Hunan Chunchang Nonferrous Metals Co., Ltd.
Compliant
CHINA
Gold
CID000778
Hwasung CJ Co., Ltd.
Listed
KOREA, REPUBLIC OF
Tungsten
CID002649
Hydrometallurg, JSC
Compliant
RUSSIAN FEDERATION
Gold
CID000801
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
Listed
CHINA
Gold
CID000807
Ishifuku Metal Industry Co., Ltd.
Compliant
JAPAN
Gold
CID000814
Istanbul Gold Refinery
Compliant
TURKEY
Gold
CID000823
Japan Mint
Compliant
JAPAN
Tungsten
CID000825
Japan New Metals Co., Ltd.
Compliant
JAPAN
Tungsten
CID002551
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
Active
CHINA
Gold
CID000855
Jiangxi Copper Company Limited
Compliant
CHINA
Tantalum
CID002512
Jiangxi Dinghai Tantalum & Niobium Co., LTD
Compliant
CHINA
Tungsten
CID002321
Jiangxi Gan Bei Tungsten Co., Ltd.
Compliant
CHINA
Tin
CID000244
Jiangxi Ketai Advanced Material Co., Ltd.
Compliant
CHINA
Tungsten
CID002313
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
Listed
CHINA
Tungsten
CID002318
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
Active
CHINA

6



Tungsten
CID002317
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
Active
CHINA
Tungsten
CID002316
Jiangxi Yaosheng Tungsten Co., Ltd.
Active
CHINA
Tantalum
CID000914
JiuJiang JinXin Nonferrous Metals Co., Ltd.
Compliant
CHINA
Tantalum
CID000917
Jiujiang Tanbre Co., Ltd.
Compliant
CHINA
Tantalum
CID002506
Jiujiang Zhongao Tantalum & Niobium Co, Ltd
Compliant
CHINA
Gold
CID000927
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Compliant
RUSSIAN FEDERATION
Gold
CID000929
JSC Uralelectromed
Compliant
RUSSIAN FEDERATION
Gold
CID000937
JX Nippon Mining & Metals Co., Ltd.
Compliant
JAPAN
Gold
CID000957
Kazzinc
Compliant
KAZAKHSTAN
Tantalum
CID002539
KEMET Blue Metals
Compliant
MEXICO
Tungsten
CID000966
Kennametal Fallon
Active
UNITED STATES
Tungsten
CID000105
Kennametal Huntsville
Compliant
UNITED STATES
Gold
CID000969
Kennecott Utah Copper LLC
Compliant
UNITED STATES
Tantalum
CID000973
King-Tan Tantalum Industry Ltd
Compliant
CHINA
Gold
CID000981
Kojima Chemicals Co., Ltd
Compliant
JAPAN
Gold
CID000988
Korea Metal Co., Ltd.
Listed
KOREA, REPUBLIC OF
Gold
CID001029
Kyrgyzaltyn JSC
Listed
KYRGYZSTAN
Gold
CID001032
L' azurde Company For Jewelry
Listed
SAUDI ARABIA
Gold
CID001056
Lingbao Gold Company Limited
Listed
CHINA
Gold
CID001058
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
Listed
CHINA
Tin
CID001063
Linwu Xianggui Smelter Co
Listed
CHINA
Tantalum
CID001076
LSM Brasil S.A.
Compliant
BRAZIL
Gold
CID001078
LS-NIKKO Copper Inc.
Compliant
KOREA, REPUBLIC OF
Gold
CID001093
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
Listed
CHINA
Tin
CID002468
Magnu's Minerais Metais e Ligas LTDA
Compliant
BRAZIL
Tin
CID001105
Malaysia Smelting Corporation (MSC)
Compliant
MALAYSIA
Tungsten
CID002319
Malipo Haiyu Tungsten Co., Ltd.
Compliant
CHINA
Gold
CID001113
Materion
Compliant
UNITED STATES
Gold
CID001119
Matsuda Sangyo Co., Ltd.
Compliant
JAPAN
Tin
CID002500
Melt Metais e Ligas S/A
Compliant
BRAZIL
Tin
CID001136
Metahub Industries Sdn. Bhd.
Listed
N/A
Tin
CID001142
Metallic Resources, Inc.
Compliant
UNITED STATES
Tin
CID002773
Metallo-Chimique N.V.
Compliant
BELGIUM
Tantalum
CID001163
Metallurgical Products India (Pvt.) Ltd.
Compliant
INDIA
Gold
CID001149
Metalor Technologies (Hong Kong) Ltd.
Compliant
CHINA

7



Gold
CID001152
Metalor Technologies (Singapore) Pte., Ltd.
Compliant
SINGAPORE
Gold
CID001147
Metalor Technologies (Suzhou) Ltd.
Active
CHINA
Gold
CID001153
Metalor Technologies SA
Compliant
SWITZERLAND
Gold
CID001157
Metalor USA Refining Corporation
Compliant
UNITED STATES
Gold
CID001161
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
Compliant
MEXICO
Tantalum
CID001175
Mineração Taboca S.A.
Compliant
BRAZIL
Tin
CID001173
Mineração Taboca S.A.
Compliant
BRAZIL
Tin
CID001182
Minsur
Compliant
PERU
Gold
CID001188
Mitsubishi Materials Corporation
Compliant
JAPAN
Tin
CID001191
Mitsubishi Materials Corporation
Compliant
JAPAN
Tantalum
CID001192
Mitsui Mining & Smelting
Compliant
JAPAN
Gold
CID001193
Mitsui Mining and Smelting Co., Ltd.
Compliant
JAPAN
Gold
CID002509
MMTC-PAMP India Pvt., Ltd.
Compliant
INDIA
Tantalum
CID001200
Molycorp Silmet A.S.
Compliant
ESTONIA
Gold
CID001204
Moscow Special Alloys Processing Plant
Compliant
RUSSIAN FEDERATION
Gold
CID001220
Nadir Metal Rafineri San. Ve Tic. A.ª.
Compliant
TURKEY
Tin
CID001231
Nankang Nanshan Tin Manufactory Co., Ltd.
Listed
CHINA
Gold
CID001236
Navoi Mining and Metallurgical Combinat
Active
UZBEKISTAN
Tin
CID002573
Nghe Tinh Non-Ferrous Metals Joint Stock Company
Active
VIET NAM
Gold
CID001259
Nihon Material Co., Ltd.
Compliant
JAPAN
Tantalum
CID001277
Ningxia Orient Tantalum Industry Co., Ltd.
Compliant
CHINA
Tungsten
CID002543
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
Compliant
VIET NAM
Tin
CID001314
O.M. Manufacturing (Thailand) Co., Ltd.
Compliant
THAILAND
Tin
CID002517
O.M. Manufacturing Philippines, Inc.
Compliant
PHILIPPINES
Gold
CID002779
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
Compliant
AUSTRIA
Gold
CID001325
Ohura Precious Metal Industry Co., Ltd.
Compliant
JAPAN
Gold
CID001328
OJSC Kolyma Refinery
Listed
RUSSIAN FEDERATION
Gold
CID001326
OJSC Krastvetmet
Compliant
RUSSIAN FEDERATION
Gold
CID000493
OJSC Novosibirsk Refinery 
Compliant
RUSSIAN FEDERATION
Tin
CID001337
Operaciones Metalurgical S.A.
Compliant
BOLIVIA
Gold
CID001352
PAMP SA
Compliant
SWITZERLAND
Gold
CID001362
Penglai Penggang Gold Industry Co., Ltd.
Listed
CHINA
Tin
CID002507
Phoenix Metal Ltd
Active
RWANDA
Tantalum
CID002540
Plansee SE Liezen
Compliant
AUSTRIA

8



Tantalum
CID002556
Plansee SE Reutte
Compliant
AUSTRIA
Tungsten
CID002532
Pobedit, JSC
Active
RUSSIAN FEDERATION
Gold
CID001386
Prioksky Plant of Non-Ferrous Metals
Compliant
RUSSIAN FEDERATION
Tin
CID001393
PT Alam Lestari Kencana
Listed
INDONESIA
Gold
CID001397
PT Aneka Tambang (Persero) Tbk
Compliant
INDONESIA
Tin
CID000309
PT Aries Kencana Sejahtera
Compliant
INDONESIA
Tin
CID001399
PT Artha Cipta Langgeng
Compliant
INDONESIA
Tin
CID002503
PT ATD Makmur Mandiri Jaya
Compliant
INDONESIA
Tin
CID001402
PT Babel Inti Perkasa
Compliant
INDONESIA
Tin
CID001409
PT Bangka Kudai Tin
Listed
INDONESIA
Tin
CID002776
PT Bangka Prima Tin
Compliant
INDONESIA
Tin
CID001416
PT Bangka Timah Utama Sejahtera
Listed
INDONESIA
Tin
CID001419
PT Bangka Tin Industry
Compliant
INDONESIA
Tin
CID001421
PT Belitung Industri Sejahtera
Compliant
INDONESIA
Tin
CID001424
PT BilliTin Makmur Lestari
Compliant
INDONESIA
Tin
CID001428
PT Bukit Timah
Compliant
INDONESIA
Tin
CID002696
PT Cipta Persada Mulia
Compliant
INDONESIA
Tin
CID001434
PT DS Jaya Abadi
Compliant
INDONESIA
Tin
CID001438
PT Eunindo Usaha Mandiri
Compliant
INDONESIA
Tin
CID001442
PT Fang Di MulTindo
Listed
INDONESIA
Tin
CID002530
PT Inti Stania Prima
Compliant
INDONESIA
Tin
CID000307
PT Justindo
Compliant
INDONESIA
Tin
CID001448
PT Karimun Mining
Active
INDONESIA
Tin
CID001453
PT Mitra Stania Prima
Compliant
INDONESIA
Tin
CID001457
PT Panca Mega Persada
Compliant
INDONESIA
Tin
CID001486
PT Pelat Timah Nusantara Tbk
Listed
INDONESIA
Tin
CID001458
PT Prima Timah Utama
Compliant
INDONESIA

9



Tin
CID001460
PT Refined Bangka Tin
Compliant
INDONESIA
Tin
CID001463
PT Sariwiguna Binasentosa
Compliant
INDONESIA
Tin
CID001466
PT Seirama Tin investment
Listed
INDONESIA
Tin
CID001468
PT Stanindo Inti Perkasa
Compliant
INDONESIA
Tin
CID001471
PT Sumber Jaya Indah
Compliant
INDONESIA
Tin
CID001477
PT Timah (Persero) Tbk Kundur
Compliant
INDONESIA
Tin
CID001482
PT Timah (Persero) Tbk Muntok
Compliant
INDONESIA
Tin
CID001490
PT Tinindo Inter Nusa
Compliant
INDONESIA
Tin
CID001493
PT Tommy Utama
Compliant
INDONESIA
Tin
CID002479
PT Wahana Perkit Jaya
Compliant
INDONESIA
Gold
CID001498
PX Précinox SA
Compliant
SWITZERLAND
Tantalum
CID001508
QuantumClean
Compliant
UNITED STATES
Gold
CID001512
Rand Refinery (Pty) Ltd.
Compliant
SOUTH AFRICA
Gold
CID002510
Republic Metals Corporation
Compliant
UNITED STATES
Tantalum
CID002707
Resind Indústria e Comércio Ltda.
Compliant
BRAZIL
Tantalum
CID001522
RFH Tantalum Smeltry Co., Ltd
Compliant
CHINA
Gold
CID001534
Royal Canadian Mint
Compliant
CANADA
Tin
CID001539
Rui Da Hung
Compliant
TAIWAN
Gold
CID001546
Sabin Metal Corp.
Listed
UNITED STATES
Gold
CID001555
Samduck Precious Metals
Active
KOREA, REPUBLIC OF
Gold
CID001562
SAMWON Metals Corp.
Listed
KOREA, REPUBLIC OF
Gold
CID001573
Schone Edelmetaal B.V.
Compliant
NETHERLANDS
Gold
CID001585
SEMPSA Joyería Platería SA
Compliant
SPAIN
Gold
CID001619
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
Listed
CHINA
Gold
CID001622
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
Compliant
CHINA
Gold
CID001736
Sichuan Tianze Precious Metals Co., Ltd.
Compliant
CHINA
Gold
CID002516
Singway Technology Co., Ltd.
Compliant
TAIWAN
Gold
CID001754
So Accurate Group, Inc.
Listed
UNITED STATES
Gold
CID001756
SOE Shyolkovsky Factory of Secondary Precious Metals
Compliant
RUSSIAN FEDERATION
Tin
CID001758
Soft Metais Ltda.
Compliant
BRAZIL
Gold
CID001761
Solar Applied Materials Technology Corp.
Compliant
TAIWAN

10



Tantalum
CID001769
Solikamsk Magnesium Works OAO
Compliant
RUSSIAN FEDERATION
Gold
CID001798
Sumitomo Metal Mining Co., Ltd.
Compliant
JAPAN
Gold
CID002580
T.C.A S.p.A
Compliant
ITALY
Tantalum
CID001869
Taki Chemicals
Compliant
JAPAN
Gold
CID001875
Tanaka Kikinzoku Kogyo K.K.
Compliant
JAPAN
Tungsten
CID001889
Tejing (Vietnam) Tungsten Co., Ltd.
Compliant
VIET NAM
Tantalum
CID001891
Telex Metals
Compliant
UNITED STATES
Tin
CID001898
Thaisarco
Compliant
THAILAND
Gold
CID001909
The Great Wall Gold and Silver Refinery of China
Listed
CHINA
Gold
CID001916
The Refinery of Shandong Gold Mining Co., Ltd.
Compliant
CHINA
Gold
CID001938
Tokuriki Honten Co., Ltd.
Compliant
JAPAN
Gold
CID001947
Tongling Nonferrous Metals Group Co., Ltd.
Listed
CHINA
Gold
CID001955
Torecom
Active
KOREA, REPUBLIC OF
Tantalum
CID002571
Tranzact, Inc.
Compliant
UNITED STATES
Tin
CID002574
Tuyen Quang Non-Ferrous Metals Joint Stock Company
Active
VIET NAM
Tantalum
CID001969
Ulba Metallurgical Plant JSC
Compliant
KAZAKHSTAN
Gold
CID001977
Umicore Brasil Ltda.
Compliant
BRAZIL
Gold
CID002314
Umicore Precious Metals Thailand
Compliant
THAILAND
Gold
CID001980
Umicore SA Business Unit Precious Metals Refining
Compliant
BELGIUM
Gold
CID001993
United Precious Metal Refining, Inc.
Compliant
UNITED STATES
Gold
CID002003
Valcambi SA
Compliant
SWITZERLAND
Tungsten
CID002011
Vietnam Youngsun Tungsten Industry Co., Ltd
Compliant
VIET NAM
Tin
CID002015
VQB Mineral and Trading Group JSC
Compliant
VIET NAM
Gold
CID002030
Western Australian Mint trading as The Perth Mint
Compliant
AUSTRALIA
Tin
CID002036
White Solder Metalurgia e Mineração Ltda.
Compliant
BRAZIL
Tungsten
CID002044
Wolfram Bergbau und Hütten AG
Compliant
AUSTRIA
Tungsten
CID002320
Xiamen Tungsten (H.C.) Co., Ltd.
Compliant
CHINA
Tungsten
CID002082
Xiamen Tungsten Co., Ltd.
Compliant
CHINA
Tungsten
CID002830
Xinfeng Huarui Tungsten & Molbdenum New Material Co., Ltd.
Active
N/A
Tungsten
CID002095
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
Compliant
CHINA
Tantalum
CID002508
XinXing HaoRong Electronic Material CO.,LTD
Compliant
CHINA
Gold
CID002100
Yamamoto Precious Metal Co., Ltd.
Compliant
JAPAN
Tantalum
CID002307
Yichun Jin Yang Rare Metal Co., Ltd
Compliant
CHINA
Gold
CID002129
Yokohama Metal Co., Ltd.
Compliant
JAPAN
Tin
CID002158
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
Active
CHINA

11



Gold
CID000197
Yunnan Copper Industry Co., Ltd.
Listed
CHINA
Tin
CID002180
Yunnan Tin Company, Ltd.
Compliant
CHINA
Gold
CID002224
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
Compliant
CHINA
Tantalum
CID002232
Zhuzhou Cement Carbide
Compliant
CHINA
Gold
CID002243
Zijin Mining Group Co., Ltd. Gold Refinery
Compliant
CHINA


12