Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


__________________________
FORM SD

Specialized Disclosure Report
__________________________

Omnicell, Inc.
(Exact name of the registrant as specified in its charter)
______________________
 
 
 
 
DELAWARE
000-33043
94-3166458
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification Number)

 
590 East Middlefield Road, Mountain View, California
94043
(Address of Principal Executive Offices)
(Zip Code)

Peter Kuipers
(650) 251-6100
(Name and telephone number, including area code, of the person to contact in connection with this report.)
______________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2018 to December 31, 2018.




Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Specialized Disclosure Report on Form SD (the “Form SD”) of Omnicell, Inc. (“Omnicell” or the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2018 to December 31, 2018.

A copy of Omnicell’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, is hereby incorporated by reference herein, and is publicly available on the Company’s website at http://ir.omnicell.com/financial-information/sec-filings.

Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

Section 2 - Exhibits

Item 2.01 Exhibits

The following exhibit is filed as part of this report.

 
 
 
 
Exhibit No.
 
Description
1.01
 




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
 
 
 
Omnicell, Inc.
 
 
(Registrant)
 
 
 
 
 
By: /s/ Peter J. Kuipers
 
May 29, 2019
Peter J. Kuipers
Executive Vice President & Chief Financial Officer
 
(Date)

Exhibit
Exhibit 1.01


Conflict Minerals Report of Omnicell, Inc. for the reporting period from
January 1, 2018 to December 31, 2018


Introduction

This Conflict Minerals Report (the “Report”) of Omnicell, Inc. (“Omnicell” or the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period from January 1, 2018 to December 31, 2018 (the “Reporting Period”).

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which the Company collectively refers to in this Report as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries,” for the purposes of the Rule and this Report, are the Democratic Republic of the Congo (“DRC”) and each adjoining country. Certain other terms in this Report are defined in SEC Release No. 34-67716 issued by the Securities and Exchange Commission (“SEC”) on August 22, 2012, and the reader is referred to those sources for such definitions.

Company and Product Overview

Omnicell is headquartered in the United States with a small number of operations offices located globally. The Company is a provider of medication and supply dispensing automation, central pharmacy automation, analytics software and medication adherence solutions. The Company’s product offerings help enable healthcare providers to improve patient safety, increase efficiency, lower costs, tighten regulatory compliance and address population health challenges.

This Report relates to products: (i) for which Conflict Minerals are necessary to their functionality or production; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2018. These products, which are referred to in this Report collectively as the “Covered Products,” are the following: secure dispensing systems; storage, retrieval and packaging systems; supply management systems; pharmacy sealers; sterile compounding solutions; semi-automated filling equipment and pharmacy-automated systems for medication packaging.

As a “downstream” purchaser of products or components that contain Conflict Minerals, the Company is at the end of a very long supply chain where it manufactures or contracts to manufacture products and does not directly source Conflict Minerals from mines, smelters or refiners nor specifically design Conflict Minerals into its products.


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Reasonable Country-of-Origin Inquiry

The Company identified the following categories of suppliers that it reasonably believed represent the highest risk of providing products or components potentially containing Conflict Minerals: original equipment manufacturers, contract manufacturers, and electromechanical and metals suppliers (including off-the-shelf suppliers). Based on these criteria, the Company reviewed its list of suppliers for Covered Products the manufacture of which was completed in 2018 and determined that 37 suppliers fell within scope. For those 37 suppliers, the Company conducted a good faith, reasonable country-of-origin inquiry (“RCOI”) regarding the Conflict Minerals that were necessary to the functionality or production of the Covered Products (the “necessary Conflict Minerals”). The RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals originated in the Covered Countries and whether any of the necessary Conflict Minerals may have been from recycled or scrap sources. To that end, these suppliers were contacted and asked to complete the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”). With the assistance of its third-party contractor, the Company reviewed and analyzed the quality of the responses and assessed the risk level of these suppliers. Of the 37 suppliers contacted, 100% responded to the request, with 92% (or 34 suppliers) providing CMRTs and 8% (or three suppliers) providing a company policy or declaration or partial CMRTs of its suppliers in lieu of a completed CMRT.

Design of Due Diligence

The Company’s due diligence measures have been designed to conform, in all material respects, to the internationally recognized due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), consistent with the Company’s position in the minerals supply chain as a downstream purchaser. The scope of the Company’s due diligence remained on Conflict Minerals - namely tin, tantalum, tungsten and gold.

Description of Due Diligence Measures

The Company’s due diligence measures performed with respect to Covered Products for the Reporting Period included the following:

1.
OECD Step 1 – Establish Strong Company Management Systems

Conflict Minerals policy. The Company’s Conflict Minerals policy was communicated to in-scope suppliers during the Reporting Period and is posted on its external website at: https://www.omnicell.com/us/en_us/about-us/about-omnicell/social-responsibility.
Conflict Minerals team. The Company’s Conflict Minerals Council, a cross-functional team comprised of senior and executive management, is responsible for implementing various aspects of its Conflict Minerals program and reporting to the executive team as needed to provide updates regarding the Company’s Conflict Minerals program.
System of controls and transparency. The Company maintains a Conflict Minerals Due Diligence Handbook integrated within its quality management systems as a standard operating procedure, as well

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as an electronic database for collecting and retaining supplier responses and other information necessary to support its Conflict Minerals inquiry and reporting.
Strengthen engagement with suppliers. In addition to the initial outreach to in-scope suppliers directing suppliers to the Company’s Conflict Minerals policy and requesting that they complete the CMRT, the Company communicates its risk analysis review findings to these suppliers and follows up regarding incomplete or inconsistent responses (through quarterly business reviews or other means). As the Company has entered into new contracts, or as contracts renew, the Company has also included Conflict Minerals-related provisions in its contracts with direct suppliers regarding responsible sourcing and related reporting requirements.
Grievance mechanism. The Company’s publicly available Conflict Minerals policy directs suppliers and other stakeholders to report any questions or concerns about the policy by emailing the Company at conflictminerals@omnicell.com.

2.
OECD Step 2 – Identify and Assess Risk in the Supply Chain

To identify risk in its supply chain, the Company relied on its suppliers to provide information on the presence, use, source and chain of custody of the Conflict Minerals contained in supplier products or components included in the Covered Products by requesting that in scope suppliers complete the CMRT. With the assistance of its third-party consultant, the Company reviewed suppliers’ completed CMRTs. Where suppliers provided CMRTs with inconsistent or incomplete information, the Company continues to follow up with those suppliers through quarterly business reviews or other means. The Company’s consultant compared the names of smelters and refiners listed by suppliers in completed CMRTs against lists published by the RMI and the U.S. Department of Commerce to verify that the identified facilities are known metal processors. The Company’s consultant also compared the identified smelters and facilities against lists published by the Responsible Minerals Assurance Process (“RMAP”), developed by the RMI, of smelters and refiners that have been certified as conflict-free (i.e., conformant with RMAP assessment protocols) or that are “active” in the RMAP process (i.e., they have agreed to participate in the RMAP but the audit process has not yet been completed).

3.
OECD Step 3 – Design and Implement a Strategy to Respond to Risk

The Company has developed a strategy for addressing supply chain risks identified in the course of its due diligence, including where suppliers do not cooperate or ultimately, notwithstanding encouragement from the Company, do not source from smelters or refiners that have been certified as conflict-free by the RMAP. This risk-mitigation strategy includes, with respect to suppliers the Company identified as high risk, cautioning the supplier, providing additional education and other corrective actions, giving the supplier an opportunity to address the risks, monitoring and tracking performance (through the incorporation of Conflict Minerals requirements into the Company’s contracts with direct suppliers as well as its quarterly business review and scoring process with in scope suppliers) and escalating issues to management as appropriate. If such a supplier is unable to source from smelters or refiners that have been certified as conflict-free, the Company will need to review the risk on a case-by-case basis and determine proper strategies, such as alternate sourcing, if reasonably available.


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4.
OECD Step 4 – Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

As a downstream purchaser, the Company relies on the RMAP to perform independent third-party audits of the smelters and refiners within its supply chain. The Company encourages its suppliers to implement responsible sourcing, in particular, to use Conflict Minerals only from smelters or refiners that have been certified as conflict-free through the RMAP.

In addition, during the prior year, the Company identified two of its major contract manufacturers as having persistent issues with comprehension of conflict minerals due diligence compliance, including how to accurately complete the CMRT. In an effort to improve comprehension and performance during the Reporting Period, the Company required that these two contract manufacturers undergo an additional on-site assessment by the Company’s third-party consultant of the CMRT information provided by these manufacturers in 2018. The objective of these two on-site assessments was to evaluate the suppliers’ due diligence practices and processes for collecting and reporting CMRT information, and to verify the suppliers’ conflict-free sourcing practices based on the requirements set out in the OECD Guidance. The assessments involved in-person on-site meetings and interviews, review of documentation and records, a review of sample CMRTs from suppliers to each contract manufacturer and preparation of an audit report, including a list of corrective actions. The Company communicated the results of this assessment, including a list of corrective actions, to these contract manufacturers.

5.
OECD Step 5 – Report on Supply Chain Due Diligence

The Company expects to report annually, to the extent required by the Rule, and has posted its Form SD containing this Report on its website at: http://ir.omnicell.com/financial-information/sec-filings.

Results of Due Diligence Performed

The due diligence measures described above revealed the following:

As discussed above, of the 37 in-scope suppliers reviewed for the Reporting Period, 100% responded to the request to complete a CMRT, with 34 suppliers providing CMRTs with detailed information, and the remaining three suppliers providing a company policy or declaration or partial CMRTs of its suppliers in lieu of a completed CMRT.
The Company believes this response rate of in-scope suppliers indicates that its Conflict Minerals program continues to be more widely accepted among its suppliers and manufacturers than in the initial years of the program.
Of the 34 suppliers that provided a CMRT, 23 suppliers reported having Conflict Minerals in their products. Of these 23 suppliers, 15 suppliers were identified as high risk based on a review of plausibility, consistency and gaps in information provided in their completed CMRTs. The Company followed up with these suppliers, in addition to the three suppliers that did not provide completed CMRTs, through quarterly business reviews or other means.
Two of the Company’s major contract manufacturers that provided CMRTs received an on-site assessment performed by the Company’s third-party consultant. Based on the results of this assessment, gaps were identified in the accuracy or completeness of their CMRTs and it was determined that these contract manufacturers lack strong due diligence management to support the consistent and effective

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implementation of a due diligence program. The Company communicated the results of this assessment, including a list of corrective actions, to these contract manufacturers.

Identified Smelters and Refiners

The Company has listed on Appendix 1 the facilities identified by its suppliers in completed CMRTs as smelters and refiners as a result of the Company’s RCOI and due diligence. Out of the 20 suppliers that provided CMRT smelter lists, five provided the smelters at the product level (i.e., they provided information for the particular types of products and components they supplied to the Company), 14 provided smelters at the company level (i.e., they provided information regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components used in the Covered Products), and one was “user defined.” As a result, some of the smelters and refiners reported to the Company and identified on Appendix 1 may not actually have been used to process the necessary Conflict Minerals in the Covered Products.

Identified Countries of Origin

The Company does not have sufficient information to reliably determine the countries of origin of all of the necessary Conflict Minerals in the Covered Products given that certain suppliers provided inconsistent or incomplete responses or provided information at the company level. However, based on information provided by the Company’s in-scope suppliers in completed CMRTs, the Company believes that the countries of origin may include the countries listed on Appendix 2. As discussed above, because some suppliers provided information at the company level, there may be countries of origin identified on Appendix 2 that are not the countries of origin of the necessary Conflict Minerals actually included in the Covered Products.

Efforts to Determine Mine or Location of Origin

The Company’s efforts to determine the mines or locations of origin included the use of the due diligence measures described above.

Future Due Diligence and Risk Mitigation Measures

As the Company further develops its Conflict Minerals program, the Company intends to take the following steps to further enhance its due diligence measures and to mitigate the risk that, with respect to any of the Covered Products, necessary Conflict Minerals were used, directly or indirectly, to finance or benefit armed groups in the Covered Countries:

Continue to communicate risk analysis review findings to suppliers, through quarterly business reviews and other means, in order to improve the accuracy and completeness of and mitigate issues with suppliers’ CMRT responses;
Continue to encourage its suppliers to implement responsible sourcing by using Conflict Minerals only from smelters or refiners that have been certified as conflict-free through the RMAP;
Continue to utilize a third-party consultant to review completed CMRTs from suppliers and prepare the related risk assessment;

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Require that the two contract manufacturers that received an on-site assessment during the Reporting Period undergo training and a second assessment performed by the Company’s third-party consultant to measure the level of improvement in comprehension and performance during the 2019 reporting period; and
Provide training to certain other suppliers identified as high risk during the current Reporting Period, and select several of these suppliers to undergo an assessment, to be performed by the Company’s third-party consultant, of the CMRT information provided by these suppliers in 2019. The objective of the assessment would be to improve comprehension and performance for the 2019 reporting period.

Inherent Limitations on Due Diligence Measures

The Company’s supply chain with respect to the Covered Products is complex, and its procurement and manufacturing process is significantly removed from the sourcing, mining, smelting and refining of Conflict Minerals. As a result, the Company does not have direct contractual relationships with smelters, refiners or mines, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. Moreover, the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals and, therefore, has taken steps to identify the applicable smelters and refiners of necessary Conflict Minerals in the Company’s supply chain using the CMRT. However, tracing these minerals to their sources is a challenge that requires the Company to rely on its direct suppliers in its efforts to achieve supply chain transparency, including obtaining information regarding the origin of the necessary Conflict Minerals. The information provided by suppliers or third-party consultants or auditors may be inaccurate or incomplete or subject to other irregularities. In addition, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited.

Cautionary Note on Forward-Looking Statements

Forward-looking statements in this Report are made pursuant to the safe harbor provisions of Section 21E of the Exchange Act, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement, future supplier audits and assessments, future due diligence and risk mitigation efforts, strategy and future reporting, constitute forward-looking statements that involve risks and uncertainties. Words such as “expects,” ”anticipates,” “targets,” “goals,” “projects,” ”intends,” “plans,” “believes,” “seeks,” “estimates,” “evaluates,” variations of these words, and similar expressions are intended to identify such forward-looking statements. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others, as well as the possibility of future regulatory changes.

The Company has provided information as of the date of this Report, and undertakes no obligation to revise or update any forward-looking statements for any reason. Subsequent events, such as the inability or unwillingness of any of our suppliers, smelters or refiners to comply with Omnicell’s Conflict Minerals policy, may affect its

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future disclosures and determinations under the Rule. In addition, the Company’s due diligence and reporting obligations under the Rule may change in the future and its ability to implement certain processes or obtain information from its suppliers may differ materially from those anticipated or implied in this Report.

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Appendix 1
Identified Smelters and Refiners

Based on the information that was provided by the Company’s suppliers in completed CMRTs, the Company believes that, to the extent reasonably determinable by the Company, the facilities that may have been used to process the necessary Conflict Minerals contained in the Covered Products included the smelters and refiners identified below. However, as noted above, where the Company’s suppliers provided information on a division- or company-wide basis regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components supplied to the Company for use in the Covered Products, the smelters and refiners reported to the Company by those suppliers may not actually have been used to process the necessary Conflict Minerals in the Covered Products.

Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tungsten
CID000004
A.L.M.T. TUNGSTEN Corp.
Yes
JAPAN
Gold
CID002708
Abington Reldan Metals, LLC
No
UNITED STATES
Gold
CID001754
Accurate Refining Group
No
UNITED STATES
Tungsten
CID002833
ACL Metais Eireli
Yes
BRAZIL
Gold
CID000015
Advanced Chemical Company
Yes
UNITED STATES
Gold
CID003185
African Gold Refinery
No
UGANDA
Gold
CID000019
Aida Chemical Industries Co., Ltd.
Yes
JAPAN
Gold
CID000028
Aktyubinsk Copper Company TOO
No
KAZAKHSTAN
Gold
CID002560
Al Etihad Gold LLC
Yes
UNITED ARAB EMIRATES
Gold
CID000035
Allgemeine Gold-und Silberscheideanstalt A.G.
Yes
GERMANY
Gold
CID000041
Almalyk Mining and Metallurgical Complex (AMMC)
Yes
UZBEKISTAN
Tin
CID000292
Alpha
Yes
UNITED STATES
Tin
CID002825
An Thai Minerals Co., Ltd.
No
VIETNAM
Tin
CID002703
An Vinh Joint Stock Mineral Processing Company
No
VIETNAM
Gold
CID000058
AngloGold Ashanti Corrego do Sitio Mineracao
Yes
BRAZIL
Gold
CID000077
Argor-Heraeus S.A.
Yes
SWITZERLAND
Gold
CID000082
Asahi Pretec Corp.
Yes
JAPAN
Gold
CID000924
Asahi Refining Canada Ltd.
Yes
CANADA
Gold
CID000920
Asahi Refining USA Inc.
Yes
UNITED STATES
Gold
CID000090
Asaka Riken Co., Ltd.
Yes
JAPAN
Tantalum
CID000092
Asaka Riken Co., Ltd.
Yes
JAPAN
Tungsten
CID002502
Asia Tungsten Products Vietnam Ltd.
No
VIETNAM
Gold
CID000103
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
No
TURKEY
Gold
CID002850
AU Traders and Refiners
Yes
SOUTH AFRICA
Gold
CID002851
AURA-II
No
UNITED STATES
Gold
CID000113
Aurubis AG
Yes
GERMANY
Tantalum
N/A
Avon Specialty Metals Ltd
No (Unknown)
UNITED KINGDOM

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Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Gold
CID002863
Bangalore Refinery
No
INDIA
Gold
CID000128
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Yes
PHILIPPINES
Gold
CID000141
Bauer Walser AG
No
GERMANY
Tin
CID001424
PT BilliTin Makmur Lestari
No
INDONESIA
Gold
CID000157
Boliden AB
Yes
SWEDEN
Gold
CID000176
C. Hafner GmbH + Co. KG
Yes
GERMANY
Gold
CID000180
Caridad
No
MEXICO
Gold
CID000185
CCR Refinery - Glencore Canada Corporation
Yes
CANADA
Gold
CID000189
Cendres + Metaux S.A.
Yes
SWITZERLAND
Tantalum
CID000211
Changsha South Tantalum Niobium Co., Ltd.
Yes
CHINA
Tungsten
CID002513
Chenzhou Diamond Tungsten Products Co., Ltd.
Yes
CHINA
Tin
CID000228
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
Yes
CHINA
Tin
CID003190
Chifeng Dajingzi Tin Industry Co., Ltd.
Yes
CHINA
Gold
CID000233
Chimet S.p.A.
Yes
ITALY
Tungsten
4CHN003
China Minmetals Nonferrous Metals Co Ltd
No (Unknown)
CHINA
Tin
CID001070
China Tin Group Co., Ltd.
Yes
CHINA
Tungsten
CID000258
Chongyi Zhangyuan Tungsten Co., Ltd.
Yes
CHINA
Gold
CID000264
Chugai Mining
No
JAPAN
Tin
CID000278
CNMC (Guangxi) PGMA Co., Ltd.
No
CHINA
Gold
1CHL014
Codelco
No (Unknown)
CHILE
Tin
2USA001
Cookson
No (Unknown)
UNITED STATES
Tin
CID000295
Cooperativa Metalurgica de Rondônia Ltda.
No
BRAZIL
Tin
CID002570
CV Ayi Jaya
Yes
INDONESIA
Tin
N/A
CV DS Jaya Abadi
No (Unknown)
INDONESIA
Tin
CID002592
CV Dua Sekawan
Yes
INDONESIA
Tin
2IDN003
CV Duta Putra Bangka
No
INDONESIA
Tin
CID000306
CV Gita Pesona
Yes
INDONESIA
Tin
CID000307
PT Justindo
No
INDONESIA
Tin
2IDN005
CV Makmur Jaya
No
INDONESIA
Tin
2IDN006
CV Nurjanah
No
INDONESIA
Tin
2IDN008
CV Serumpun Sebalai
No (Unknown)
INDONESIA
Tin
CID002593
CV Tiga Sekawan
Yes
INDONESIA
Tin
CID000315
CV United Smelting
Yes
INDONESIA
Tin
CID002455
CV Venus Inti Perkasa
Yes
INDONESIA
Tantalum
CID002504
D Block Metals, LLC
Yes
UNITED STATES
Gold
CID000328
Daejin Indus Co., Ltd.
Yes
KOREA, REPUBLIC OF
Gold
1KOR083
DaeryongENC
No (Unknown)
KOREA, REPUBLIC OF
Gold
CID000343
Daye Non-Ferrous Metals Mining Ltd.
No
CHINA
Tungsten
CID002518
Dayu Jincheng Tungsten Industry Co., Ltd.
No
CHINA
Tungsten
CID000345
Dayu Weiliang Tungsten Co., Ltd.
No
CHINA

9


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Gold
CID002867
Degussa Sonne / Mond Goldhandel GmbH
No
GERMANY
Gold
CID000362
DODUCO Contacts and Refining GmbH
Yes
GERMANY
Gold
CID000401
Dowa
Yes
JAPAN
Tin
CID000402
Dowa
Yes
JAPAN
Gold
CID003195
DS PRETECH Co., Ltd.
Yes
KOREA, REPUBLIC OF
Gold
CID000359
DSC (Do Sung Corporation)
Yes
KOREA, REPUBLIC OF
Tantalum
CID000410
Duoluoshan
No
CHINA
Tantalum
CID002590
E.S.R. Electronics
No
UNITED STATES
Gold
CID000425
Eco-System Recycling Co., Ltd.
Yes
JAPAN
Tin
CID002572
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
No
VIETNAM
Gold
CID001322
Elemetal Refining, LLC
No
UNITED STATES
Tin
CID000438
EM Vinto
Yes
BOLIVIA
Gold
CID002561
Emirates Gold DMCC
Yes
UNITED ARAB EMIRATES
Tin
CID000448
Estanho de Rondonia S.A.
No
BRAZIL
Tantalum
CID000456
Exotech Inc.
Yes
UNITED STATES
Tantalum
CID000460
F&X Electro-Materials Ltd.
Yes
CHINA
Gold
CID002355
Faggi Enrico S.p.A.
No
ITALY
Tin
CID000466
Feinhütte Halsbrücke GmbH
No
GERMANY
Tin
CID000468
Fenix Metals
Yes
POLAND
Gold
CID002515
Fidelity Printers and Refiners Ltd.
No
ZIMBABWE
Tantalum
CID002505
FIR Metals & Resource Ltd.
Yes
CHINA
Tin
CID001305
Novosibirsk Processing Plant Ltd.
No
RUSSIAN FEDERATION
Tungsten
CID000499
Fujian Jinxin Tungsten Co., Ltd.
Yes
CHINA
Tungsten
CID002531
Ganxian Shirui New Material Co., Ltd.
No
CHINA
Tungsten
CID002645
Ganzhou Haichuang Tungsten Co., Ltd.
Yes
CHINA
Tungsten
CID000875
Ganzhou Huaxing Tungsten Products Co., Ltd.
Yes
CHINA
Tungsten
CID002315
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Yes
CHINA
Tungsten
CID000868
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
No
CHINA
Tungsten
CID002494
Ganzhou Seadragon W & Mo Co., Ltd.
Yes
CHINA
Tungsten
CID002536
Ganzhou Yatai Tungsten Co., Ltd.
No
CHINA
Gold
CID002852
GCC Gujrat Gold Centre Pvt. Ltd.
No
INDIA
Gold
CID002459
Geib Refining Corporation
Yes
UNITED STATES
Tin
CID002848
Gejiu Fengming Metallurgy Chemical Plant
Yes
CHINA
Tin
CID002859
Gejiu Jinye Mineral Company
Yes
CHINA
Tin
CID000942
Gejiu Kai Meng Industry and Trade LLC
Yes
CHINA
Tin
CID000538
Gejiu Non-Ferrous Metal Processing Co., Ltd.
Yes
CHINA
Tin
CID001908
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
Yes
CHINA
Tin
CID000555
Gejiu Zili Mining And Metallurgy Co., Ltd.
No
CHINA
Tantalum
CID002558
Global Advanced Metals Aizu
Yes
JAPAN

10


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tantalum
CID002557
Global Advanced Metals Boyertown
Yes
UNITED STATES
Tungsten
CID000568
Global Tungsten & Powders Corp.
Yes
UNITED STATES
Tin
2CHN013
Gold Bell Group
No (Unknown)
CHINA
Gold
CID002243
Gold Refinery of Zijin Mining Group Co., Ltd.
Yes
CHINA
Gold
CID001909
Great Wall Precious Metals Co., Ltd. of CBPM
No
CHINA
Tin
CID003116
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
Yes
CHINA
Gold
CID002312
Guangdong Jinding Gold Limited
No
CHINA
Tantalum
CID000291
Guangdong Rising Rare Metals-EO Materials Ltd.
Yes
CHINA
Tungsten
CID000218
Guangdong Xianglu Tungsten Co., Ltd.
Yes
CHINA
Tantalum
CID000616
Guangdong Zhiyuan New Material Co., Ltd.
Yes
CHINA
Tin
CID002849
Guanyang Guida Nonferrous Metal Smelting Plant
Yes
CHINA
Tantalum
CID002501
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
No
CHINA
Gold
CID000651
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
No
CHINA
Tantalum
CID002544
H.C. Starck Co., Ltd.
Yes
THAILAND
Tantalum
CID002546
H.C. Starck GmbH Laufenburg
No
GERMANY
Tantalum
CID002547
H.C. Starck Hermsdorf GmbH
Yes
GERMANY
Tantalum
CID002548
H.C. Starck Inc.
Yes
UNITED STATES
Tantalum
CID002549
H.C. Starck Ltd.
Yes
JAPAN
Tantalum
CID002550
H.C. Starck Smelting GmbH & Co. KG
Yes
GERMANY
Tungsten
CID002542
H.C. Starck Smelting GmbH & Co. KG
Yes
GERMANY
Tantalum
CID002545
H.C. Starck Tantalum and Niobium GmbH
Yes
GERMANY
Tungsten
CID002541
H.C. Starck Tungsten GmbH
Yes
GERMANY
Gold
CID000671
Hangzhou Fuchunjiang Smelting Co., Ltd.
No
CHINA
Gold
CID000689
HeeSung Metal Ltd.
Yes
KOREA, REPUBLIC OF
Gold
CID000694
Heimerle + Meule GmbH
Yes
GERMANY
Gold
CID002519
Henan Yuguang Gold & Lead Co., Ltd.
No
CHINA
Tantalum
CID002492
Hengyang King Xing Lifeng New Materials Co., Ltd.
Yes
CHINA
Gold
CID000707
Heraeus Metals Hong Kong Ltd.
Yes
CHINA
Gold
CID000711
Heraeus Precious Metals GmbH & Co. KG
Yes
GERMANY
Tantalum
CID000731
Hi-Temp Specialty Metals, Inc.
No
UNITED STATES
Tin
CID002844
HuiChang Hill Tin Industry Co., Ltd.
No
CHINA
Tin
CID000760
Huichang Jinshunda Tin Co., Ltd.
Yes
CHINA
Gold
CID000767
Hunan Chenzhou Mining Co., Ltd.
No
CHINA
Tungsten
CID000766
Hunan Chenzhou Mining Co., Ltd.
Yes
CHINA
Tungsten
CID002579
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
Yes
CHINA
Tungsten
CID000769
Hunan Chunchang Nonferrous Metals Co., Ltd.
Yes
CHINA
Gold
CID000773
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
No
CHINA

11


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tungsten
CID003182
Hunan Litian Tungsten Industry Co., Ltd.
No
CHINA
Gold
CID000778
HwaSeong CJ CO., LTD.
No
KOREA, REPUBLIC OF
Tungsten
CID002649
Hydrometallurg, JSC
Yes
RUSSIAN FEDERATION
Gold
CID000801
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
Yes
CHINA
Gold
CID000807
Ishifuku Metal Industry Co., Ltd.
Yes
JAPAN
Gold
CID000814
Istanbul Gold Refinery
Yes
TURKEY
Gold
CID002765
Italpreziosi
Yes
ITALY
Gold
CID000823
Japan Mint
Yes
JAPAN
Tungsten
CID000825
Japan New Metals Co., Ltd.
Yes
JAPAN
Tungsten
CID002551
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
Yes
CHINA
Gold
CID000855
Jiangxi Copper Co., Ltd.
Yes
CHINA
Tungsten
CID002647
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
No
CHINA
Tantalum
CID002512
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
Yes
CHINA
Tungsten
CID002321
Jiangxi Gan Bei Tungsten Co., Ltd.
Yes
CHINA
Tin
CID000244
Jiangxi Ketai Advanced Material Co., Ltd.
No
CHINA
Tungsten
CID002313
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
No
CHINA
Tin
CID001231
Jiangxi New Nanshan Technology Ltd.
Yes
CHINA
Tungsten
4CHN009
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp
No
CHINA
Tungsten
CID002318
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
Yes
CHINA
Tungsten
4CHN010
Jiangxi Tungsten Industry Group Co Ltd
No
CHINA
Tantalum
CID002842
Jiangxi Tuohong New Raw Material
Yes
CHINA
Tungsten
CID002317
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
Yes
CHINA
Tungsten
CID002535
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
No
CHINA
Tungsten
CID002316
Jiangxi Yaosheng Tungsten Co., Ltd.
Yes
CHINA
Tantalum
CID003191
Jiujiang Janny New Material Co., Ltd.
Yes
CHINA
Tantalum
CID000914
JiuJiang JinXin Nonferrous Metals Co., Ltd.
Yes
CHINA
Tantalum
CID000917
Jiujiang Tanbre Co., Ltd.
Yes
CHINA
Tantalum
CID002506
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
Yes
CHINA
Gold
N/A
Johnson Matthey Inc
No (Unknown)
UNITED STATES
Gold
1CAN024
Johnson Matthey Limited
No (Unknown)
CANADA
Gold
CID000927
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
No
RUSSIAN FEDERATION
Gold
CID000929
JSC Uralelectromed
Yes
RUSSIAN FEDERATION
Gold
CID000937
JX Nippon Mining & Metals Co., Ltd.
Yes
JAPAN
Gold
CID002563
Kaloti Precious Metals
No
UNITED ARAB EMIRATES
Gold
CID000956
Kazakhmys Smelting LLC
No
KAZAKHSTAN
Gold
CID000957
Kazzinc
Yes
KAZAKHSTAN
Tantalum
CID002539
KEMET Blue Metals
Yes
MEXICO

12


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tantalum
CID002568
KEMET Blue Powder
Yes
UNITED STATES
Tungsten
CID000966
Kennametal Fallon
Yes
UNITED STATES
Tungsten
CID000105
Kennametal Huntsville
Yes
UNITED STATES
Gold
CID000969
Kennecott Utah Copper LLC
Yes
UNITED STATES
Gold
CID002511
KGHM Polska Miedz Spolka Akcyjna
No
POLAND
Tantalum
CID000973
King-Tan Tantalum Industry Ltd.
No
CHINA
Gold
CID000981
Kojima Chemicals Co., Ltd.
Yes
JAPAN
Gold
CID000988
Korea Metal Co., Ltd.
No
KOREA, REPUBLIC OF
Gold
CID002605
Korea Zinc Co., Ltd.
Yes
KOREA, REPUBLIC OF
Gold
CID001029
Kyrgyzaltyn JSC
Yes
KYRGYZSTAN
Gold
CID002865
Kyshtym Copper-Electrolytic Plant ZAO
No
RUSSIAN FEDERATION
Gold
CID001032
L'azurde Company For Jewelry
No
SAUDI ARABIA
Gold
CID001056
Lingbao Gold Co., Ltd.
No
CHINA
Gold
CID001058
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
No
CHINA
Tin
CID001063
Linwu Xianggui Ore Smelting Co., Ltd.
No
CHINA
Gold
CID002762
L'Orfebre S.A.
Yes
ANDORRA
Tantalum
CID001076
LSM Brasil S.A.
Yes
BRAZIL
Gold
CID001078
LS-NIKKO Copper Inc.
Yes
KOREA, REPUBLIC OF
Gold
CID001093
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
No
CHINA
Tin
CID002468
Magnu's Minerais Metais e Ligas Ltda.
Yes
BRAZIL
Tin
CID001105
Malaysia Smelting Corporation (MSC)
Yes
MALAYSIA
Tungsten
CID002319
Malipo Haiyu Tungsten Co., Ltd.
Yes
CHINA
Gold
CID002606
Marsam Metals
Yes
BRAZIL
Gold
CID001113
Materion
Yes
UNITED STATES
Gold
CID001119
Matsuda Sangyo Co., Ltd.
Yes
JAPAN
Tin
CID002500
Melt Metais e Ligas S.A.
Yes
BRAZIL
Tin
N/A
Metahub Industries Sdn. Bhd.
No (Unknown)
MALAYSIA
Tin
CID001142
Metallic Resources, Inc.
Yes
UNITED STATES
Tin
CID002773
Metallo Belgium N.V.
Yes
BELGIUM
Tin
N/A
Metallo Chimique
No (Unknown)
BELGIUM
Tin
CID002774
Metallo Spain S.L.U.
Yes
SPAIN
Tantalum
CID001163
Metallurgical Products India Pvt., Ltd.
Yes
INDIA
Gold
CID001149
Metalor Technologies (Hong Kong) Ltd.
Yes
CHINA
Gold
CID001152
Metalor Technologies (Singapore) Pte., Ltd.
Yes
SINGAPORE
Gold
CID001147
Metalor Technologies (Suzhou) Ltd.
Yes
CHINA
Gold
CID001153
Metalor Technologies S.A.
Yes
SWITZERLAND
Gold
CID001157
Metalor USA Refining Corporation
Yes
UNITED STATES
Gold
CID001161
Metalurgica Met-Mex Penoles S.A. De C.V.
Yes
MEXICO
Tantalum
CID001175
Mineracao Taboca S.A.
Yes
BRAZIL
Tin
CID001173
Mineracao Taboca S.A.
Yes
BRAZIL
Tin
CID001182
Minsur
Yes
PERU
Gold
CID001188
Mitsubishi Materials Corporation
Yes
JAPAN

13


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tin
CID001191
Mitsubishi Materials Corporation
Yes
JAPAN
Gold
CID001193
Mitsui Mining and Smelting Co., Ltd.
Yes
JAPAN
Tantalum
CID001192
Mitsui Mining and Smelting Co., Ltd.
Yes
JAPAN
Gold
CID002509
MMTC-PAMP India Pvt., Ltd.
Yes
INDIA
Gold
CID002857
Modeltech Sdn Bhd
No
MALAYSIA
Tin
CID002858
Modeltech Sdn Bhd
Yes
MALAYSIA
Tungsten
CID002845
Moliren Ltd.
Yes
RUSSIAN FEDERATION
Gold
CID002282
Morris and Watson
No
NEW ZEALAND
Gold
CID002866
Morris and Watson Gold Coast
No
AUSTRALIA
Gold
CID001204
Moscow Special Alloys Processing Plant
Yes
RUSSIAN FEDERATION
Gold
CID001220
Nadir Metal Rafineri San. Ve Tic. A.S.
Yes
TURKEY
Gold
CID001236
Navoi Mining and Metallurgical Combinat
No
UZBEKISTAN
Tin
CID002573
Nghe Tinh Non-Ferrous Metals Joint Stock Company
No
VIETNAM
Gold
CID003189
NH Recytech Company
No
KOREA, REPUBLIC OF
Tungsten
CID002589
Niagara Refining LLC
Yes
UNITED STATES
Gold
CID001259
Nihon Material Co., Ltd.
Yes
JAPAN
Tantalum
CID001277
Ningxia Orient Tantalum Industry Co., Ltd.
Yes
CHINA
Tantalum
CID001200
NPM Silmet AS
Yes
ESTONIA
Tungsten
CID002543
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
Yes
VIETNAM
Tin
CID001314
O.M. Manufacturing (Thailand) Co., Ltd.
Yes
THAILAND
Tin
CID002517
O.M. Manufacturing Philippines, Inc.
Yes
PHILIPPINES
Gold
CID002779
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
Yes
AUSTRIA
Gold
1USA043
Ohio Precious Metals
No (Unknown)
UNITED STATES
Gold
CID001325
Ohura Precious Metal Industry Co., Ltd.
Yes
JAPAN
Gold
CID001326
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
Yes
RUSSIAN FEDERATION
Gold
CID001328
OJSC Kolyma Refinery
No
RUSSIAN FEDERATION
Gold
CID000493
OJSC Novosibirsk Refinery
Yes
RUSSIAN FEDERATION
Tin
CID001337
Operaciones Metalurgical S.A.
Yes
BOLIVIA
Gold
CID001352
PAMP S.A.
Yes
SWITZERLAND
Gold
1JPN080
Pan Pacific Copper Co. LTD
No
JAPAN
Gold
CID002872
Pease & Curren
No
UNITED STATES
Gold
CID001362
Penglai Penggang Gold Industry Co., Ltd.
No
CHINA
Tungsten
CID002827
Philippine Chuangxin Industrial Co., Inc.
Yes
PHILIPPINES
Tin
CID002507
Phoenix Metal Ltd.
No
RWANDA
Tantalum
CID002540
Plansee SE Liezen
No
AUSTRIA
Tantalum
CID002556
Plansee SE Reutte
No
AUSTRIA
Gold
CID002919
Planta Recuperadora de Metales SpA
Yes
CHILE
Tungsten
CID002532
Pobedit, JSC
No
RUSSIAN FEDERATION
Tin
CID003208
Pongpipat Company Limited
No
MYANMAR
Tantalum
CID002847
Power Resources Ltd.
Yes
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
Gold
CID001386
Prioksky Plant of Non-Ferrous Metals
Yes
RUSSIAN FEDERATION

14


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tin
CID001393
PT Alam Lestari Kencana
No
INDONESIA
Gold
CID001397
PT Aneka Tambang (Persero) Tbk
Yes
INDONESIA
Tin
CID000309
PT Aries Kencana Sejahtera
Yes
INDONESIA
Tin
CID001399
PT Artha Cipta Langgeng
Yes
INDONESIA
Tin
CID002503
PT ATD Makmur Mandiri Jaya
Yes
INDONESIA
Tin
CID001402
PT Babel Inti Perkasa
Yes
INDONESIA
Tin
CID001406
PT Babel Surya Alam Lestari
Yes
INDONESIA
Tin
CID001409
PT Bangka Kudai Tin
No
INDONESIA
Tin
CID002776
PT Bangka Prima Tin
Yes
INDONESIA
Tin
CID001412
PT Bangka Putra Karya
No
INDONESIA
Tin
CID003205
PT Bangka Serumpun
Yes
INDONESIA
Tin
CID001416
PT Bangka Timah Utama Sejahtera
No
INDONESIA
Tin
CID001419
PT Bangka Tin Industry
Yes
INDONESIA
Tin
CID001421
PT Belitung Industri Sejahtera
Yes
INDONESIA
Tin
CID001428
PT Bukit Timah
Yes
INDONESIA
Tin
CID002696
PT Cipta Persada Mulia
No
INDONESIA
Tin
CID001434
PT DS Jaya Abadi
Yes
INDONESIA
Tin
CID001438
PT Eunindo Usaha Mandiri
No
INDONESIA
Tantalum
N/A
PT Fang Di MulTindo
No (Unknown)
INDONESIA
Tin
2IDN035
PT HP Metals Indonesia
No (Unknown)
INDONESIA
Tin
CID002530
PT Inti Stania Prima
Yes
INDONESIA
Tin
CID001448
PT Karimun Mining
Yes
INDONESIA
Tin
CID002829
PT Kijang Jaya Mandiri
Yes
INDONESIA
Tin
N/A
PT Koba Tin
No (Unknown)
INDONESIA
Tin
CID002870
PT Lautan Harmonis Sejahtera
Yes
INDONESIA
Tin
CID002835
PT Menara Cipta Mulia
Yes
INDONESIA
Tin
CID001453
PT Mitra Stania Prima
Yes
INDONESIA
Tin
CID002757
PT O.M. Indonesia
No
INDONESIA
Tin
CID001457
PT Panca Mega Persada
Yes
INDONESIA
Tin
CID001486
PT Pelat Timah Nusantara Tbk
No
INDONESIA
Tin
CID000313
PT Premium Tin Indonesia
Yes
INDONESIA
Tin
CID001458
PT Prima Timah Utama
Yes
INDONESIA
Tin
CID001460
PT Refined Bangka Tin
Yes
INDONESIA
Tin
CID001463
PT Sariwiguna Binasentosa
Yes
INDONESIA
Tin
CID001466
PT Seirama Tin Investment
No
INDONESIA
Tin
CID001468
PT Stanindo Inti Perkasa
Yes
INDONESIA
Tin
CID002816
PT Sukses Inti Makmur
Yes
INDONESIA
Tin
CID001471
PT Sumber Jaya Indah
Yes
INDONESIA
Tin
N/A
PT Tambang Timah
No
INDONESIA
Tin
CID001477
PT Timah (Persero) Tbk Kundur
Yes
INDONESIA
Tin
CID001482
PT Timah (Persero) Tbk Mentok
Yes
INDONESIA
Tin
2IDN043
PT Timah Nusantara
No (Unknown)
INDONESIA
Tin
CID001490
PT Tinindo Inter Nusa
Yes
INDONESIA
Tin
CID002478
PT Tirus Putra Mandiri
Yes
INDONESIA
Tin
CID001493
PT Tommy Utama
Yes
INDONESIA

15


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Tin
CID002479
PT Wahana Perkit Jaya
No
INDONESIA
Tin
2IDN045
PT Yinchendo Mining Industry
No
INDONESIA
Gold
CID001498
PX Precinox S.A.
Yes
SWITZERLAND
Gold
CID003324
QG Refining, LLC
No
UNITED STATES
Tantalum
CID001508
QuantumClean
Yes
UNITED STATES
Gold
CID001512
Rand Refinery (Pty) Ltd.
Yes
SOUTH AFRICA
Gold
CID000522
Refinery of Seemine Gold Co., Ltd.
No
CHINA
Gold
CID002582
Remondis Argentia B.V.
Yes
NETHERLANDS
Gold
CID002510
Republic Metals Corporation
No
UNITED STATES
Tantalum
CID002707
Resind Industria e Comercio Ltda.
Yes
BRAZIL
Tin
CID002706
Resind Industria e Comercio Ltda.
Yes
BRAZIL
Tantalum
CID001522
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
Yes
CHINA
Gold
CID001534
Royal Canadian Mint
Yes
CANADA
Tin
CID001539
Rui Da Hung
Yes
TAIWAN
Gold
CID002761
SAAMP
Yes
FRANCE
Gold
CID001546
Sabin Metal Corp.
No
UNITED STATES
Gold
CID002973
Safimet S.p.A
Yes
ITALY
Gold
CID002290
SAFINA A.S.
No
CZECH REPUBLIC
Gold
CID002853
Sai Refinery
No
INDIA
Gold
CID001555
Samduck Precious Metals
Yes
KOREA, REPUBLIC OF
Gold
CID001562
Samwon Metals Corp.
No
KOREA, REPUBLIC OF
Tungsten
N/A
Sanher Tungsten Vietnam Co., Ltd.
No
VIETNAM
Gold
CID002777
SAXONIA Edelmetalle GmbH
Yes
GERMANY
Gold
CID001573
Schone Edelmetaal B.V.
No
NETHERLANDS
Gold
CID001585
SEMPSA Joyeria Plateria S.A.
Yes
SPAIN
Gold
CID001619
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
No
CHINA
Gold
CID001622
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
Yes
CHINA
Gold
CID002525
Shangdong Humon Smelting Co., Ltd.
No
CHINA
Gold
CID002527
Shenzhen Zhonghenglong Real Industry Co., Ltd.
No
CHINA
Gold
CID001736
Sichuan Tianze Precious Metals Co., Ltd.
Yes
CHINA
Gold
CID002516
Singway Technology Co., Ltd.
Yes
TAIWAN
Gold
CID001756
SOE Shyolkovsky Factory of Secondary Precious Metals
Yes
RUSSIAN FEDERATION
Tin
CID001758
Soft Metais Ltda.
Yes
BRAZIL
Gold
CID001761
Solar Applied Materials Technology Corp.
Yes
TAIWAN
Tantalum
CID001769
Solikamsk Magnesium Works OAO
Yes
RUSSIAN FEDERATION
Tungsten
CID002815
South-East Nonferrous Metal Company Limited of Hengyang City
Yes
CHINA
Gold
CID003153
State Research Institute Center for Physical Sciences and Technology
No
LITHUANIA
Gold
CID002567
Sudan Gold Refinery
No
SUDAN
Gold
CID001798
Sumitomo Metal Mining Co., Ltd.
Yes
JAPAN
Gold
CID002918
SungEel HiMetal Co., Ltd.
Yes
KOREA, REPUBLIC OF

16


Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Gold
CID001810
Super Dragon Technology Co., Ltd.
No
TAIWAN
Tin
CID002756
Super Ligas
No
BRAZIL
Gold
CID002580
T.C.A S.p.A
Yes
ITALY
Tantalum
CID001869
Taki Chemical Co., Ltd.
Yes
JAPAN
Gold
CID001875
Tanaka Kikinzoku Kogyo K.K.
Yes
JAPAN
Tungsten
CID001889
Tejing (Vietnam) Tungsten Co., Ltd.
Yes
VIETNAM
Tantalum
CID001891
Telex Metals
Yes
UNITED STATES
Tin
CID001898
Thaisarco
Yes
THAILAND
Gold
CID001916
The Refinery of Shandong Gold Mining Co., Ltd.
Yes
CHINA
Tin
CID003325
Tin Technology & Refining
Yes
UNITED STATES
Gold
CID001938
Tokuriki Honten Co., Ltd.
Yes
JAPAN
Gold
CID001947
Tongling Nonferrous Metals Group Co., Ltd.
No
CHINA
Gold
CID002587
Tony Goetz NV
No
BELGIUM
Gold
CID002615
TOO Tau-Ken-Altyn
No
KAZAKHSTAN
Gold
CID001955
Torecom
Yes
KOREA, REPUBLIC OF
Tantalum
CID002571
Tranzact, Inc.
No
UNITED STATES
Tin
CID002574
Tuyen Quang Non-Ferrous Metals Joint Stock Company
No
VIETNAM
Tantalum
CID001969
Ulba Metallurgical Plant JSC
Yes
KAZAKHSTAN
Gold
CID001977
Umicore Brasil Ltda.
Yes
BRAZIL
Gold
CID002314
Umicore Precious Metals Thailand
Yes
THAILAND
Gold
CID001980
Umicore S.A. Business Unit Precious Metals Refining
Yes
BELGIUM
Tungsten
CID002724
Unecha Refractory metals plant
Yes
RUSSIAN FEDERATION
Gold
CID001993
United Precious Metal Refining, Inc.
Yes
UNITED STATES
Gold
CID002854
Universal Precious Metals Refining Zambia
No
ZAMBIA
Gold
CID002003
Valcambi S.A.
Yes
SWITZERLAND
Tungsten
CID002011
Vietnam Youngsun Tungsten Industry Co., Ltd.
No
VIETNAM
Tin
CID002015
VQB Mineral and Trading Group JSC
No
VIETNAM
Gold
CID002030
Western Australian Mint (T/a The Perth Mint)
Yes
AUSTRALIA
Tin
CID002036
White Solder Metalurgia e Mineracao Ltda.
Yes
BRAZIL
Gold
CID002778
WIELAND Edelmetalle GmbH
Yes
GERMANY
Tungsten
CID002044
Wolfram Bergbau und Hutten AG
Yes
AUSTRIA
Tungsten
4RUS013
Wolfram Company CJSC
No (Unknown)
RUSSIAN FEDERATION
Tungsten
CID002843
Woltech Korea Co., Ltd.
Yes
KOREA, REPUBLIC OF
Tungsten
CID002320
Xiamen Tungsten (H.C.) Co., Ltd.
Yes
CHINA
Tungsten
CID002082
Xiamen Tungsten Co., Ltd.
Yes
CHINA
Tungsten
CID002830
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
Yes
CHINA
Tungsten
CID002095
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
Yes
CHINA
Tantalum
CID002508
XinXing HaoRong Electronic Material Co., Ltd.
Yes
CHINA

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Mineral
Smelter or refiner ID
Smelter or refiner name
RMAP-conformant*
Location of smelter or refiner
Gold
N/A
Xstrata Canada Corporation
No (Unknown)
CANADA
Gold
CID002100
Yamakin Co., Ltd.
Yes
JAPAN
Tantalum
CID002307
Yichun Jin Yang Rare Metal Co., Ltd.
No
CHINA
Gold
CID002129
Yokohama Metal Co., Ltd.
Yes
JAPAN
Tin
CID002158
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
Yes
CHINA
Gold
CID000197
Yunnan Copper Industry Co., Ltd.
No
CHINA
Tin
CID002180
Yunnan Tin Company Limited
Yes
CHINA
Gold
CID002214
Zhongkuang Gold Industry Co., Ltd.
No
CHINA
Gold
CID002224
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
Yes
CHINA
Tantalum
CID002232
Zhuzhou Cement Carbide
No
CHINA

*
Yes” means the smelter or refiner is conformant with RMAP assessment protocols as reported by the RMI. “Active” means the smelter or refiner is active in the RMAP process (i.e., it has agreed to participate in the RMAP but the audit process has not yet been completed). “No” means the smelter or refiner is a known metal processor based on information available from the RMI or the Department of Commerce but has not been certified as conflict-free through the RMAP and is not active in the RMAP process. “No (Unknown)” means the Company was unable to verify such facility as a known metal processor based on information available from the RMI or the U.S. Department of Commerce.

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Appendix 2
Identified Countries of Origin


Angola
Luxembourg
Argentina
Madagascar
Armenia
Malaysia
Australia
Mexico
Austria
Mongolia
Belgium
Morocco
Bermuda
Mozambique
Bolivia
Myanmar
Brazil
Namibia
Burundi
Netherlands
Cambodia
New Zealand
Canada
Niger
Central African Republic
Nigeria
Chile
Papua New Guinea
China
Peru
Colombia
Philippines
Czech Republic
Poland
Democratic Republic of the Congo
Portugal
Djibouti
Republic of the Congo
Ecuador
Russian Federation
Egypt
Rwanda
Estonia
Saudi Arabia
Ethiopia
Sierra Leone
Finland
Singapore
France
Slovakia
Germany
South Africa
Ghana
South Sudan
Guinea
Spain
Guyana
Suriname
Hong Kong
Sweden
Hungary
Switzerland
India
Taiwan
Indonesia
Tajikistan
Ireland
Tanzania
Israel
Thailand
Italy
Turkey
Ivory Coast
Uganda
Japan
United Arab Emirates
Jersey
United Kingdom
Kazakhstan
United States
Kenya
Uzbekistan
Korea, Republic Of
Vietnam
Kyrgyzstan
Zambia
Laos
Zimbabwe

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